0001542202-14-000001.txt : 20140821 0001542202-14-000001.hdr.sgml : 20140821 20140821121240 ACCESSION NUMBER: 0001542202-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140821 DATE AS OF CHANGE: 20140821 EFFECTIVENESS DATE: 20140821 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sutherland Fund, LP CENTRAL INDEX KEY: 0001542202 IRS NUMBER: 383854702 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-173376 FILM NUMBER: 141057064 BUSINESS ADDRESS: STREET 1: WATERFALL MANAGEMENT, LLC STREET 2: 1185 AVENUE OF THE AMERICAS, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212.730.2000 MAIL ADDRESS: STREET 1: WATERFALL MANAGEMENT, LLC STREET 2: 1185 AVENUE OF THE AMERICAS, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 D/A 1 primary_doc.xml X0707 D/A LIVE 0001542202 Sutherland Fund, LP 1140 AVENUE OF THE AMERICAS, 7TH FLOOR NEW YORK NY NEW YORK 10036 212.257.4600 DELAWARE None None Limited Partnership true 2011 n/a Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Investment Manager Kenneth Nick Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer n/a Waterfall Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Promoter General Partner Jack Ross Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Thomas Capasse Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001542202-13-000001 2011-12-01 true true false 1000000 M.D. Sass Securities, L.L.C. 139760 None None 1185 Avenue of the Americas 18th Floor New York NY NEW YORK 10036-2699 AK ALASKA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA IL ILLINOIS MA MASSACHUSETTS MI MICHIGAN MS MISSISSIPPI NJ NEW JERSEY NY NEW YORK OR OREGON PA PENNSYLVANIA TX TEXAS WA WASHINGTON WY WYOMING false Indefinite 25606592 Indefinite false 50 18222 true 0 0 false Sutherland Fund, LP Kenneth Nick Kenneth Nick General Counsel of the Investment Manager 2014-08-21