0000919574-18-001867.txt : 20180215 0000919574-18-001867.hdr.sgml : 20180215 20180215130340 ACCESSION NUMBER: 0000919574-18-001867 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 EFFECTIVENESS DATE: 20180215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carolina Institutional Short Duration Fund Ltd. CENTRAL INDEX KEY: 0001541281 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-173012 FILM NUMBER: 18616981 BUSINESS ADDRESS: STREET 1: INTERTRUST CORP SVCS (CAYMAN) LTD STREET 2: 190 ELGIN AVENUE, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: 919-967-7221 MAIL ADDRESS: STREET 1: INTERTRUST CORP SVCS (CAYMAN) LTD STREET 2: 190 ELGIN AVENUE, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 FORMER COMPANY: FORMER CONFORMED NAME: Amundi Smith Breeden Institutional Short Duration Fund Ltd. DATE OF NAME CHANGE: 20131202 FORMER COMPANY: FORMER CONFORMED NAME: Smith Breeden Institutional Short Duration Fund Ltd. DATE OF NAME CHANGE: 20120202 D/A 1 primary_doc.xml X0708 D/A LIVE 0001541281 Carolina Institutional Short Duration Fund Ltd. INTERTRUST CORP SVCS (CAYMAN) LTD 190 ELGIN AVENUE, GEORGE TOWN GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9005 919-967-7221 CAYMAN ISLANDS None Amundi Smith Breeden Institutional Short Duration Fund Ltd. Smith Breeden Institutional Short Duration Fund Ltd. Other Cayman Islands Exempted Company true -- Amundi Pioneer Institutional Asset Management, Inc. 60 State Street Boston MA MASSACHUSETTS 02109 Executive Officer Investment Manager - In addition to the Boston office listed, the Investment Manager also has a location at 280 South Mangum Street, Suite 301, Durham, NC 27701 and the fund is managed by the North Carolina location. Amy Arganbright 280 South Mangum Street, Suite 301 Durham NC NORTH CAROLINA 27701 Director Patrice Blanc 280 South Mangum Street, Suite 301 Durham NC NORTH CAROLINA 27701 Director Stephen A. Eason 280 South Mangum Street, Suite 301 Durham NC NORTH CAROLINA 27701 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-17-004433 2012-01-24 true true true false 100000 AMUNDI PIONEER DISTRIBUTOR, INC. 24497 None None 60 STATE STREET BOSTON MA MASSACHUSETTS 02109 All States false AMUNDI DISTRIBUTORS USA, LLC 152399 None None 280 SOUTH MANGUM STREET, SUITE 301 DURHAM NC NORTH CAROLINA 27701 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Indefinite 195949785 Indefinite false 4 0 true 0 true The entities listed in Item 12 are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager (or its affiliate) from the assets under management and/or the incentive allocation. 0 true The Investment Manager is paid customary management fees. true Carolina Institutional Short Duration Fund Ltd. /s/ Amy Arganbright Amy Arganbright Director 2018-02-15