0000919574-15-008562.txt : 20151207 0000919574-15-008562.hdr.sgml : 20151207 20151207114439 ACCESSION NUMBER: 0000919574-15-008562 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20151207 DATE AS OF CHANGE: 20151207 EFFECTIVENESS DATE: 20151207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Amundi Smith Breeden Institutional Short Duration Fund Ltd. CENTRAL INDEX KEY: 0001541281 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-173012 FILM NUMBER: 151271856 BUSINESS ADDRESS: STREET 1: C/O SMITH BREEDEN ASSOCIATES, INC. STREET 2: 280 SOUTH MANGUM STREET, SUITE 301 CITY: DURHAM STATE: NC ZIP: 27701 BUSINESS PHONE: 919-967-7221 MAIL ADDRESS: STREET 1: C/O SMITH BREEDEN ASSOCIATES, INC. STREET 2: 280 SOUTH MANGUM STREET, SUITE 301 CITY: DURHAM STATE: NC ZIP: 27701 FORMER COMPANY: FORMER CONFORMED NAME: Smith Breeden Institutional Short Duration Fund Ltd. DATE OF NAME CHANGE: 20120202 D/A 1 primary_doc.xml X0707 D/A LIVE 0001541281 Amundi Smith Breeden Institutional Short Duration Fund Ltd. C/O INTERTRUST CORP SVCS (CAYMAN) LTD 190 ELGIN AVENUE, GEORGE TOWN GRAND CAYMAN E9 CAYMAN ISLANDS KY-1 9005 919-967-7221 CAYMAN ISLANDS None Smith Breeden Institutional Short Duration Fund Ltd. Other Cayman Islands Exempted Company true 2012 -- Amundi Smith Breeden LLC 280 South Mangum Street, Suite 301 Durham NC NORTH CAROLINA 27701 Executive Officer Promoter Investment Manager Michael Giarla c/o Amundi Smith Breeden LLC 280 South Mangum Street, Suite 301 Durham NC NORTH CAROLINA 27701 Director Stephen A. Eason c/o Amundi Smith Breeden LLC 280 South Mangum Street, Suite 301 Durham NC NORTH CAROLINA 27701 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-14-006890 2012-01-24 true true true false 2000000 AMUNDI DISTRIBUTORS USA, LLC 152399 None None 280 SOUTH MANGUM STREET, SUITE 301 DURHAM NC NORTH CAROLINA 27701 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Indefinite 171949785 Indefinite false 4 0 true 0 true The entity listed in Item 12 is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager (or its affiliate) from the assets under management and/or the incentive allocation. 0 true The Investment Manager is paid customary management fees and non-affiliated directors are paid customary directors' fees, as provided in the Issuer's offering documents. true Amundi Smith Breeden Institutional Short Duration Fund Ltd. /s/ Stephen A. Eason Stephen A. Eason Director 2015-12-07