0001493152-20-012382.txt : 20200701 0001493152-20-012382.hdr.sgml : 20200701 20200701160813 ACCESSION NUMBER: 0001493152-20-012382 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200701 DATE AS OF CHANGE: 20200701 EFFECTIVENESS DATE: 20200701 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SRAX, Inc. CENTRAL INDEX KEY: 0001538217 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 452925231 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-370114 FILM NUMBER: 201005443 BUSINESS ADDRESS: STREET 1: 456 SEATON STREET CITY: LOS ANGELES STATE: CA ZIP: 90013 BUSINESS PHONE: 323-694-9800 MAIL ADDRESS: STREET 1: 456 SEATON STREET CITY: LOS ANGELES STATE: CA ZIP: 90013 FORMER COMPANY: FORMER CONFORMED NAME: SOCIAL REALITY, Inc. DATE OF NAME CHANGE: 20131112 FORMER COMPANY: FORMER CONFORMED NAME: SOCIAL REALITY DATE OF NAME CHANGE: 20111227 D 1 primary_doc.xml X0708 D LIVE 0001538217 SRAX, Inc. 456 SEATON STREET LOS ANGELES CA CALIFORNIA 90013 323-694-9800 DELAWARE Social Reality, Inc. SOCIAL REALITY, Inc. SOCIAL REALITY Corporation true Christopher Miglino 456 Seaton Street Los Angeles CA CALIFORNIA 90013 Executive Officer Director Michael Malone 456 Seaton Street Los Angeles CA CALIFORNIA 90013 Executive Officer Malcolm CasSelle 456 Seaton Street Los Angeles CA CALIFORNIA 90013 Director Kristoffer Nelson 456 Seaton Street Los Angeles CA CALIFORNIA 90013 Executive Officer Director Marc Savas 456 Seaton Street Los Angeles CA CALIFORNIA 90013 Director Colleen DiClaudio 456 Seaton Street Los Angeles CA CALIFORNIA 90013 Director Robert Jordan 456 Seaton Street Los Angeles CA CALIFORNIA 90013 Director Other Technology Decline to Disclose 06b false 2020-06-30 false true true true false 136000 The Special Equities Group, LLC 15768 Bradley Woods & Co., Ltd. 13660 805 THIRD AVE, 18TH FLOOR NEW YORK NY NEW YORK 10022 CA CALIFORNIA NY NEW YORK false 16101388 16101388 0 Amount includes original issue discount for (i) $13,000,000 in cash and (ii) $1,169,264.08 of outstanding debt exchange false 12 1040000 0 We also reimbursed lead investor $75,000 in legal fees and issued 478,854 placement agent warrants. 0 false SRAX, Inc. /s/ Michael Malone Michael Malone Chief Financial Officer 2020-07-01