0000919574-24-002766.txt : 20240507 0000919574-24-002766.hdr.sgml : 20240507 20240507131321 ACCESSION NUMBER: 0000919574-24-002766 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20240507 DATE AS OF CHANGE: 20240507 EFFECTIVENESS DATE: 20240507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hawkes Bay Investors (Cayman), Ltd. CENTRAL INDEX KEY: 0001537577 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-170888 FILM NUMBER: 24920921 BUSINESS ADDRESS: STREET 1: OGIER GLOBAL (CAYMAN) LIMITED STREET 2: 89 NEXUS WAY, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9009 BUSINESS PHONE: 617-951-5372 MAIL ADDRESS: STREET 1: OGIER GLOBAL (CAYMAN) LIMITED STREET 2: 89 NEXUS WAY, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9009 FORMER COMPANY: FORMER CONFORMED NAME: Hawkes Bay Investors (Cayman) Ltd. DATE OF NAME CHANGE: 20111216 D/A 1 primary_doc.xml X0708 D/A LIVE 0001537577 Hawkes Bay Investors (Cayman), Ltd. OGIER GLOBAL (CAYMAN) LIMITED 89 NEXUS WAY, CAMANA BAY GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9009 617-951-5372 CAYMAN ISLANDS None Hawkes Bay Investors (Cayman) Ltd. Other Cayman Islands Exempted Company true Michelle L. Hunter Wellington Management Company LLP 222 West Adams Street, Suite 2100 Chicago IL ILLINOIS 60606 Director Carmine A. Taglione Wellington Management Company LLP 280 Congress Street Boston MA MASSACHUSETTS 02210 Director Gregory S. Konzal Wellington Management Company LLP 280 Congress Street Boston MA MASSACHUSETTS 02210 Director -- Wellington Management Company LLP 280 Congress Street Boston MA MASSACHUSETTS 02210 Executive Officer Investment Manager -- Wellington Alternative Investments LLC 280 Congress Street Boston MA MASSACHUSETTS 02210 Executive Officer Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-23-003382 2007-01-02 true true true false 100000 Wellington Funds Distributors Inc. 000152768 None None 280 CONGRESS STREET BOSTON MA MASSACHUSETTS 02210 All States false Merrill Lynch, Pierce, Fenner & Smith Incorporated 000007691 None None ONE BRYANT PARK NEW YORK NY NEW YORK 10036 All States false Deutsche Bank Securities Inc. 000002525 None None 1 COLUMBUS CIRCLE NEW YORK NY NEW YORK 10019 All States false Morgan Stanley Smith Barney LLC 000149777 None None 2000 WESTCHESTER AVENUE PURCHASE NY NEW YORK 10577-2530 All States false Rockefeller Financial LLC 000291361 None None 45 ROCKEFELLER PLAZA, FLOOR 5 NEW YORK NY NEW YORK 10111 All States false Indefinite 219647330 Indefinite false 155 786748 true 0 true Recipients listed in Item 12 (excluding WFD, but including, if applicable, employees of WFD) are paid an amount equal to a percentage of the management fee paid to the IM (or its affiliates) attributable to certain assets under management. 0 true The Investment Manager and its affiliates receive customary management fees. false Hawkes Bay Investors (Cayman), Ltd. /s/ Gregory S. Konzal Gregory S. Konzal Director 2024-05-07