0001537090-14-000001.txt : 20140227 0001537090-14-000001.hdr.sgml : 20140227 20140227163331 ACCESSION NUMBER: 0001537090-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140227 DATE AS OF CHANGE: 20140227 EFFECTIVENESS DATE: 20140227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HNW PPVUL Series Account - 1 CENTRAL INDEX KEY: 0001537090 IRS NUMBER: 363050975 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-172945 FILM NUMBER: 14649473 BUSINESS ADDRESS: STREET 1: 1400 AMERICAN LANE CITY: SCHAUMBURG STATE: IL ZIP: 60196 BUSINESS PHONE: 425-577-5100 MAIL ADDRESS: STREET 1: 1400 AMERICAN LANE CITY: SCHAUMBURG STATE: IL ZIP: 60196 D/A 1 primary_doc.xml X0707 D/A LIVE 0001537090 HNW PPVUL Series Account - 1 1400 AMERICAN LANE SCHAUMBURG IL ILLINOIS 60196 425-577-5100 ILLINOIS None None Other Insurance Company Separate Account true 2011 n/a Zurich American Life Insurance Company 1400 American Lane Schaumburg IL ILLINOIS 60196 Promoter Zurich American Life Insurance Company is responsible for organizing the business of HNW PPVUL Series Account - 1 David Dietz One Liberty Plaza 165 Broadway, 21st Floor New York NY NEW YORK 10006 Executive Officer Director President and Chief Executive Officer of Zurich American Life Insurance Company Paul Noftke 1400 American Lane Schaumburg IL ILLINOIS 60196 Director Director of Zurich American Life Insurance Company Dawn Cummings-Fritz 1400 American Lane Schaumburg IL ILLINOIS 60196 Director Director and Assistant Vice President of Zurich American Life Insurance Company Simon Lodge One Liberty Plaza 165 Broadway, 21st Floor New York NY NEW YORK 10006 Executive Officer Senior Vice President and Chief Financial Officer of Zurich American Life Insurance Company Richard Grilli One Liberty Plaza 165 Broadway, 21st Floor New York NY NEW YORK 10006 Executive Officer Senior Vice President and Chief Operating Officer of Zurich American Life Insurance Company Jeffrey Horton One Liberty Plaza 165 Broadway, 21st Floor New York NY NEW YORK 10006 Executive Officer Senior Vice President-Finance and Treasurer of Zurich American Life Insurance Company Patrick Carty One Liberty Plaza 165 Broadway, 21st Floor New York NY NEW YORK 10006 Executive Officer Vice President, General Counsel and Corporate Secretary of Zurich American Life Insurance Company Richard Hauser 1400 American Lane Schaumburg IL ILLINOIS 60196 Director Director of Zurich American Life Insurance Company Cathy Hall 3003-77th Avenue SE Mercer Island WA WASHINGTON 98040 Executive Officer Vice President and Chief Compliance Officer of Zurich American Life Insurance Company Cathy Ehrlich One Liberty Plaza 165 Broadway, 21st Floor New York NY NEW YORK 10006 Executive Officer Vice President and Chief Actuary of Zurich American Life Insurance Company Michael Rohwetter One Liberty Plaza 165 Broadway, 21st Floor New York NY NEW YORK 10006 Executive Officer Vice President and Chief Investment Officer of Zurich American Life Insurance Company Elizabeth McInerney One Liberty Plaza 165 Broadway, 21st Floor New York NY NEW YORK 10006 Executive Officer Vice President and Chief Operations Officer of Zurich American Life Insurance Company Dennis Roberts 2000 West Sam Houston Parkway South Houston TX TEXAS 77042 Executive Officer Vice President of Zurich American Life Insurance Company Lisa Baltazar One Liberty Plaza 165 Broadway, 21st Floor New York NY NEW YORK 10006 Executive Officer Assistant Secretary of Zurich American Life Insurance Company Stuart Berman One Liberty Plaza 165 Broadway New York NY NEW YORK 10006 Executive Officer Director of Zurich American Life Insurance Company Michael DiStasi One Liberty Plaza 165 Broadway, 21st Floor New York NY NEW YORK 10006 Executive Officer Assistant Vice President and Controller of Zurich American Life Insurance Company Margaret Labno 1400 American Lane Schaumburg IL ILLINOIS 60196 Executive Officer Assistant Vice President of Zurich American Life Insurance Company David Dampman 7045 College Boulevard Overland Park KS KANSAS 66211 Executive Officer Assistant Secretary of Zurich American Life Insurance Company Leann Badgett 3003 77th Avenue SE Mercer Island WA WASHINGTON 98040 Executive Officer Assistant Vice President of Zurich American Life Insurance Company Jon Nagel One Liberty Plaza 165 Broadway, 21st Floor New York NY NEW YORK 10006 Executive Officer Assistant Secretary of Zurich American Life Insurance Company Juanita Thomas 1114 Georgia Street Louisiana MO MISSOURI 63353 Executive Officer Assistant Secretary of Zurich American Life Insurance Company Craig Toffolo One Liberty Plaza 165 Broadway, 21st Floor New York NY NEW YORK 10006 Executive Officer Assistant Secretary of Zurich American Life Insurance Company Tracy Peeples 3003 77th Ave SE Mercer Island WA WASHINGTON 98040 Executive Officer Chief Compliance Officer of Separate Accounts Kenneth Carroll One Liberty Plaza New York NY NEW YORK 10006 Director Director of Zurich American Life Insurance Company Ira Kleinman One Liberty Plaza New York NY NEW YORK 10006 Director Director of Zurich American Life Insurance Company Louis Pietroluongo One Liberty Plaza New York NY NEW YORK 10006 Executive Officer Director Director of Zurich American Life Insurance Company John Patton 3003 77th Ave SE Mercer Island WA WASHINGTON 98040 Executive Officer Vice President, Claims of Zurich American Life Insurance Company Eric Chandler 3003 77th Ave SE Mercer Island WA WASHINGTON 98040 Executive Officer Assistant Secretary of Zurich American Life Insurance Company Mary Dening One Liberty Plaza 165 Broadway, 21st Floor New York NY NEW YORK 10006 Executive Officer Assistant Vice President, Actuary Eileen Ehlers 7045 College Boulevard Overland Park KS KANSAS 66211 Executive Officer Assistant Vice President, Underwriting Matt Wolf One Liberty Plaza 165 Broadway, 21st Floor New York NY NEW YORK 10006 Executive Officer Assistant Vice President, Actuary Insurance Decline to Disclose 06c 3C 3C.7 true 0001537090-13-000002 2012-02-08 true true Interests in ZALICO's HNW PPVUL Series Account-1 issued pursuant to variable life insurance policies. false 100000 M Holdings Securities, Inc. 43285 None None 1125 NW Couch Street #900 Portland OR OREGON 97209 All States false Winged Keel Group, Inc. None M Holdings Securities, Inc. 43285 1700 Broadway 34th Floor New York NY NEW YORK 10019 All States false Michael B. Liebeskind 1219051 M Holdings Securities, Inc. 43285 1700 Broadway 34th Floor New York NY NEW YORK 10019 All States false Eric Naison-Phillips 5155539 M Holdings Securities, Inc. 43285 1700 Broadway 34th Floor New York NY NEW YORK 10019 All States false Indefinite 18424007 Indefinite $18,424,007 is total of premiums received. false 5 9500 true 0 0 Zurich American Life Insurance Company deducts charges from premium and policy values per terms of applicable insurance contract. false HNW PPVUL Series Account - 1 Richard Grilli Richard Grilli Senior Vice President and Chief Operating Officer 2014-02-27