0001536301-13-000001.txt : 20131220 0001536301-13-000001.hdr.sgml : 20131220 20131219190216 ACCESSION NUMBER: 0001536301-13-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20131220 DATE AS OF CHANGE: 20131219 EFFECTIVENESS DATE: 20131220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Global Financial Services Partners II, L.P. CENTRAL INDEX KEY: 0001536301 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-169836 FILM NUMBER: 131289414 BUSINESS ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202-347-2626 MAIL ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004 D/A 1 primary_doc.xml X0707 D/A LIVE 0001536301 Carlyle Global Financial Services Partners II, L.P. 1001 PENNSYLVANIA AVENUE, NW Suite 220 South WASHINGTON DC DISTRICT OF COLUMBIA 20004 202-347-2626 CAYMAN ISLANDS None None Limited Partnership true 2011 n/a TCG Financial Services II, L.P. 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004 Promoter The General Partner of the Issuer (the "GP") n/a Carlyle Financial Services II, Ltd. 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004 Promoter The General Partner of the GP Daniel A. D'Aniello 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004 Director of the General Partner of the GP David M. Rubenstein 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004 Director of the General Partner of the GP William E. Conway, Jr. 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004 Director of the General Partner of the GP Olivier P. Sarkozy 520 Madison Avenue New York NY NEW YORK 10022 Director of the General Partner fo the GP Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 true 0001536301-11-000002 2011-12-20 true true false 0 TCG Securities, L.L.C. 154788 TCG Securities, L.L.C. 154788 1001 Pennsylvania Avenue NW Suite 220 S Washington DC DISTRICT OF COLUMBIA 20004 All States false Merrill Lynch, Pierce, Fenner & Smith Incorporated 7691 Merrill Lynch, Pierce, Fenner & Smith Incorporated 7691 One Bryant Park New York NY NEW YORK 10036 All States false Avalon Advisors LLC 112556 Avalon Wealth Management LLC 162745 2929 Allen Pkwy, Suite 3000 Houston TX TEXAS 77019 All States false Barclays Saudi Arabia None Barclays Capital Inc. 19714 745 7th Avenue New York NY NEW YORK 10019 All States true Indefinite 487670408 Indefinite false 32 1332500 true 0 The fee was paid in connection with sales made inside/outside the US. Also, certain employees of an affiliate of the GP ("Carlyle") receive compensation in part based on the capital raised; such compensation is borne by Carlyle, not the Fund's investors. 0 false Carlyle Global Financial Services Partners II, L.P. /s/ Daniel A. D'Aniello Daniel A. D'Aniello Director of the General Partner of the GP 2013-12-19