0001533916-16-000002.txt : 20160307 0001533916-16-000002.hdr.sgml : 20160307 20160307104913 ACCESSION NUMBER: 0001533916-16-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160307 DATE AS OF CHANGE: 20160307 EFFECTIVENESS DATE: 20160307 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IAM Mini-Fund 999 Ltd CENTRAL INDEX KEY: 0001533916 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-168043 FILM NUMBER: 161487343 BUSINESS ADDRESS: STREET 1: ADMIRAL ADMINISTRATION LTD STREET 2: ADMIRAL FINANCIAL CENTER, 90 FORT STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1208 BUSINESS PHONE: 345.949.0704 MAIL ADDRESS: STREET 1: ADMIRAL ADMINISTRATION LTD STREET 2: ADMIRAL FINANCIAL CENTER, 90 FORT STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1208 D/A 1 primary_doc.xml X0707 D/A LIVE 0001533916 IAM Mini-Fund 999 Ltd Maples Corporate Services Limited Ugland House, South Church Street Grand Cayman E9 CAYMAN ISLANDS KY1-1104 345-949-8066 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true n/a James River Capital Corp. 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 Executive Officer Sponsor Kevin M. Brandt James River Capital Corp. 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 Executive Officer Director Executive Officer of Sponsor Paul H. Saunders James River Capital Corp. 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 Executive Officer Executive Officer of Sponsor Laura P. McGrath James River Capital Corp. 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 Director Director of Sponsor n/a III Capital Management 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Advisor Clifford G. Viner III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Warren B. Mosler III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Lester N. Coyle III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer William P. McCauley III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Garth Friesen III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert A. Printz III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Francis D. Feeney III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Scott L. Wyler III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Thomas Olofsson III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Deep Kumar III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert Hart III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Michael L. Reger III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Ben Pershick Admiral Administration Ltd. Admiral Financial Center, 90 Fort Street Grand Cayman E9 CAYMAN ISLANDS KY1-1208 Director Dean Clinton Investcorp International Inc. 280 Park Avenue New York NY NEW YORK 10017 Director John Franklin Investcorp International Inc. 280 Park Avenue New York NY NEW YORK 10017 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001533916-15-000001 2011-09-01 true true false 1000000 AVM, L.P. 16710 None None 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 FL FLORIDA GA GEORGIA MA MASSACHUSETTS NM NEW MEXICO NY NEW YORK OH OHIO false James River Securities Corp. 38477 None None 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 CA CALIFORNIA TX TEXAS VA VIRGINIA false Indefinite 101000000 Indefinite false 2 0 0 The Sponsor and the Advisor may compensate any registered broker-dealer by payment of a portion of their management and incentive fees. 0 false IAM Mini-Fund 999 Ltd Laura P. McGrath Laura P. McGrath Director of the Issuer 2016-03-07