0001533916-14-000001.txt : 20140306 0001533916-14-000001.hdr.sgml : 20140306 20140306104606 ACCESSION NUMBER: 0001533916-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140306 DATE AS OF CHANGE: 20140306 EFFECTIVENESS DATE: 20140306 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IAM Mini-Fund 999 Ltd CENTRAL INDEX KEY: 0001533916 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-168043 FILM NUMBER: 14671829 BUSINESS ADDRESS: STREET 1: ADMIRAL ADMINISTRATION LTD STREET 2: ADMIRAL FINANCIAL CENTER, 90 FORT STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1208 BUSINESS PHONE: 345.949.0704 MAIL ADDRESS: STREET 1: ADMIRAL ADMINISTRATION LTD STREET 2: ADMIRAL FINANCIAL CENTER, 90 FORT STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1208 D/A 1 primary_doc.xml X0707 D/A LIVE 0001533916 IAM Mini-Fund 999 Ltd Maples Corporate Services Limited Ugland House, South Church Street Grand Cayman E9 CAYMAN ISLANDS KY1-1104 345-949-8066 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true 2011 n/a James River Capital Corp. 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 Promoter Sponsor Kevin M. Brandt James River Capital Corp. 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 Executive Officer Director Paul Saunders James River Capital Corp. 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 Executive Officer Director Laura McGrath James River Capital Corp. 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 Director n/a III Offshore Advisors 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 Promoter Advisor Clifford G. Viner III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Warren B. Mosler III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer William P. McCauley III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Canover Watson Admiral Administration Ltd. Admiral Financial Center, 90 Fort Street Grand Cayman E9 CAYMAN ISLANDS KY1-1208 Director Lester N. Coyle III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Francis D. Feeney III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Garth Friesen III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert Hart III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert Printz III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Michael Reger III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton VA VIRGINIA 33431 Executive Officer Scott Wyler III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Thomas Olofsson III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Michael D'Souza Investcorp International Inc. 280 Park Avenue New York NY NEW YORK 10017 Director John Franklin Investcorp International Inc. 280 Park Avenue New York NY NEW YORK 10017 Director Deep Kumar III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001533916-12-000001 2011-09-01 true true false 1000000 AVM, L.P. 16710 None None 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 FL FLORIDA GA GEORGIA MA MASSACHUSETTS NM NEW MEXICO NY NEW YORK OH OHIO false James River Securities Corp. 38477 None None 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 CA CALIFORNIA TX TEXAS VA VIRGINIA false Indefinite 92000000 Indefinite false 2 0 0 The Sponsor and the Advisor may compensate any registered broker-dealer by payment of a portion of their management and incentive fees. 0 false IAM Mini-Fund 999 Ltd Laura McGrath Laura McGrath Director of the Issuer 2014-03-06