0001123292-23-000208.txt : 20231219 0001123292-23-000208.hdr.sgml : 20231219 20231219130740 ACCESSION NUMBER: 0001123292-23-000208 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 EFFECTIVENESS DATE: 20231219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Phio Pharmaceuticals Corp. CENTRAL INDEX KEY: 0001533040 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-500104 FILM NUMBER: 231496472 BUSINESS ADDRESS: STREET 1: 257 SIMARANO DRIVE STREET 2: SUITE 101 CITY: MARLBOROUGH STATE: MA ZIP: 01752 BUSINESS PHONE: (508) 767-3861 MAIL ADDRESS: STREET 1: 257 SIMARANO DRIVE STREET 2: SUITE 101 CITY: MARLBOROUGH STATE: MA ZIP: 01752 FORMER COMPANY: FORMER CONFORMED NAME: RXi Pharmaceuticals Corp DATE OF NAME CHANGE: 20111019 D 1 primary_doc.xml X0708 D LIVE 0001533040 Phio Pharmaceuticals Corp. 257 Simarano Drive Suite 101 Marlborough MA MASSACHUSETTS 01752 508-767-3861 DELAWARE None RXi Pharmaceuticals Corp Corporation true Robert J. Bitterman 257 Simarano Drive Suite 101 Marlborough MA MASSACHUSETTS 01752 Director Executive Officer Patricia A. Bradford 257 Simarano Drive Suite 101 Marlborough MA MASSACHUSETTS 01752 Director Robert Ferrara 257 Simarano Drive Suite 101 Marlborough MA MASSACHUSETTS 01752 Director Jonathan Freeman 257 Simarano Drive Suite 101 Marlborough MA MASSACHUSETTS 01752 Director Curtis Lockshin, Ph.D. 257 Simarano Drive Suite 101 Marlborough MA MASSACHUSETTS 01752 Director Biotechnology No Revenues 06b false 2023-12-08 false true true false 0 H.C. Wainwright & Co., LLC 375 None None 430 Park Avenue 3rd Floor New York NY NEW YORK 10022 IL ILLINOIS NY NEW YORK TX TEXAS 5399124 532563 4866561 The offering amount reflects the aggregate purchase price received and exercise price due to the Company assuming cash exercise of all warrants issued to the accredited investors and placement agent in the private placement under Rule 506(b). false 4 325824 0 In connection with the offering, the placement agent received $325,824 and warrants to purchase up to 159,769 shares of common stock exercisable at $1.66 per share. 0 Phio Pharmaceuticals Corp. /s/ Robert J. Bitterman Robert J. Bitterman President and Chief Executive Officer 2023-12-19