0001532099-17-000002.txt : 20170321 0001532099-17-000002.hdr.sgml : 20170321 20170321164229 ACCESSION NUMBER: 0001532099-17-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170321 DATE AS OF CHANGE: 20170321 EFFECTIVENESS DATE: 20170321 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Social Finance, Inc. CENTRAL INDEX KEY: 0001532099 IRS NUMBER: 452499523 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-283021 FILM NUMBER: 17704615 BUSINESS ADDRESS: STREET 1: 220 HALLECK STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 866-357-6342 MAIL ADDRESS: STREET 1: 220 HALLECK STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94129 D 1 primary_doc.xml X0707 D LIVE 0001532099 Social Finance, Inc. 1 Letterman Drive Building D, Suite 250 SAN FRANCISCO CA CALIFORNIA 94129 866-357-6342 DELAWARE None None Corporation true Michael Cagney 1 Letterman Drive Building C, Suite 250 San Francisco CA CALIFORNIA 94129 Executive Officer Director Joe Chen 1 Letterman Drive Building C, Suite 250 San Francisco CA CALIFORNIA 94129 Director David Chao 1 Letterman Drive Building C, Suite 250 San Francisco CA CALIFORNIA 94129 Director Tom Hutton 1 Letterman Drive Building C, Suite 250 San Francisco CA CALIFORNIA 94129 Director David Thevenon 1 Letterman Drive Building C, Suite 250 San Francisco CA CALIFORNIA 94129 Director Saturnino Fanlo 1 Letterman Drive Building C, Suite 250 San Francisco CA CALIFORNIA 94129 Executive Officer Robert Lavet 1 Letterman Drive Building C, Suite 250 San Francisco CA CALIFORNIA 94129 Executive Officer David Bonanno 1 Letterman Drive Building C, Suite 250 San Francisco CA CALIFORNIA 94129 Director Steven Freiberg 1 Letterman Drive, Building C, Suite 250 San Francisco CA CALIFORNIA 94129 Director Mike Bingle 1 Letterman Drive, Building C, Suite 250 San Francisco CA CALIFORNIA 94129 Director Other Banking and Financial Services Decline to Disclose 06b false 2017-03-06 false true true Convertible Preferred Stock false 0 Morgan Stanley & Co. LLC 8209 None None 1585 Broadway New York CA CALIFORNIA 10036 NY NEW YORK false Armory Securities, LLC 147796 None None 1230 Rosecrans Ave, Suite 660 Manhattan Beach CA CALIFORNIA 90266 CA CALIFORNIA false 500000000 403000000 97000000 false 10 2180000 true 0 $180,000 in sales commissions for Armory Securities; $2,000,000 in estimated sales commissions for Morgan Stanley 0 false Social Finance, Inc. Robert Lavet Robert Lavet Secretary 2017-03-21