0001531466-19-000001.txt : 20190227 0001531466-19-000001.hdr.sgml : 20190227 20190227122023 ACCESSION NUMBER: 0001531466-19-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190227 DATE AS OF CHANGE: 20190227 EFFECTIVENESS DATE: 20190227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WLR Recovery IV Investors, LLC CENTRAL INDEX KEY: 0001531466 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-166784 FILM NUMBER: 19636609 BUSINESS ADDRESS: STREET 1: C/O ATLANTIC TRUST COMPANY, N.A. STREET 2: 3290 NORTHSIDE PARKWAY, 7TH FLOOR CITY: ATLANTA STATE: GA ZIP: 30327 BUSINESS PHONE: (212) 259-3812 MAIL ADDRESS: STREET 1: C/O ATLANTIC TRUST COMPANY, N.A. STREET 2: 3290 NORTHSIDE PARKWAY, 7TH FLOOR CITY: ATLANTA STATE: GA ZIP: 30327 FORMER COMPANY: FORMER CONFORMED NAME: WLR Recovery Investors IV, LLC DATE OF NAME CHANGE: 20110929 D/A 1 primary_doc.xml X0708 D/A LIVE 0001531466 WLR Recovery IV Investors, LLC C/O CIBC National Trust Company 3290 NORTHSIDE PARKWAY, 7TH FLOOR ATLANTA GA GEORGIA 30327 (212) 259-3812 DELAWARE Ross Recovery Investors Fund, LLC WLR Recovery Investors IV, LLC Limited Liability Company true n/a n/a CIBC National Trust Company 3290 Northside Parkway, 7th Floor Atlanta GA GEORGIA 30327 Promoter Manager of the Issuer ("Manager") John S. Markwalter, Jr c/o CIBC National Trust Company 3290 Northside Parkway, 7th Floor Atlanta GA GEORGIA 30327 Executive Officer Chief Executive Officer and Chairman of the Manager Alan Fields c/o CIBC National Trust Company 100 Federal Street, 37th Floor Boston MA MASSACHUSETTS 02110 Executive Officer Managing Director of the Manager David Donabedian c/o CIBC National Trust Company 100 Federal Street, 37th Floor Boston MA MASSACHUSETTS 02110 Executive Officer Chief Investment Officer of the Manager Lisa Garcia c/o CIBC National Trust Company 100 Federal Street, 37th Floor Boston MA MASSACHUSETTS 02110 Executive Officer Managing Director and Chief Risk Officer of the Manager Jigar Patel c/o CIBC National Trust Company 1177 Avenue of the Americas, 42nd Floor New York NY NEW YORK 10036 Executive Officer Managing Director and key investment professional of the Manager Ohm Srinivasan c/o CIBC National Trust Company 100 Federal Street, 37th Floor Boston MA MASSACHUSETTS 02110 Executive Officer Managing Director and key investment professional of the Manager Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 true 0001531466-18-000002 2007-10-29 true true false 500000 Indefinite 97285000 Indefinite false 153 0 0 0 The Manager will receive a quarterly fee, payable in advance, in an amount equal to .5% per annum of the commitment of each investor. false WLR Recovery IV Investors, LLC /s/ Rosa Yun Rosa Yun Legal Counsel of the Manager 2019-02-26