0000945621-14-000082.txt : 20140228 0000945621-14-000082.hdr.sgml : 20140228 20140228101850 ACCESSION NUMBER: 0000945621-14-000082 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140228 DATE AS OF CHANGE: 20140228 EFFECTIVENESS DATE: 20140228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hartford Alternative Strategies Fund CENTRAL INDEX KEY: 0001531230 IRS NUMBER: 452575644 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-167109 FILM NUMBER: 14652037 BUSINESS ADDRESS: STREET 1: 5 RADNOR CORPORATE CENTER STREET 2: 100 MATSONFORD ROAD, SUITE 300 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-386-4068 MAIL ADDRESS: STREET 1: 5 RADNOR CORPORATE CENTER STREET 2: 100 MATSONFORD ROAD, SUITE 300 CITY: RADNOR STATE: PA ZIP: 19087 D/A 1 primary_doc.xml X0707 D/A LIVE 0001531230 Hartford Alternative Strategies Fund 100 Matsonford Road Ste. 300 Radnor PA PENNSYLVANIA 19087 610-386-4068 DELAWARE None None Other Delaware statutory trust true 2011 N/A Hartford Funds Management Company, LLC 100 Matsonford Road Ste. 300 Radnor PA PENNSYLVANIA 19087 Promoter Investment Manager Lynn S. Birdsong c/o Hartford Funds 100 Matsonford Road, Ste. 300 Radnor PA PENNSYLVANIA 19087 Director Robert M. Gavin c/o Hartford Funds 100 Matsonford Road, Ste. 300 Radnor PA PENNSYLVANIA 19087 Director Duane E. Hill c/o Hartford Funds 100 Matsonford Road, Ste. 300 Radnor PA PENNSYLVANIA 19087 Director Sandra S. Jaffee c/o Hartford Funds 100 Matsonford Road, Ste. 300 Radnor PA PENNSYLVANIA 19087 Director William P. Johnston c/o Hartford Funds 100 Matsonford Road, Ste. 300 Radnor PA PENNSYLVANIA 19087 Director Phillip O. Peterson c/o Hartford Funds 100 Matsonford Road, Ste. 300 Radnor PA PENNSYLVANIA 19087 Director Lemma W. Senbet c/o Hartford Funds 100 Matsonford Road, Ste. 300 Radnor PA PENNSYLVANIA 19087 Director James Davey c/o Hartford Funds 100 Matsonford Road, Ste. 300 Radnor PA PENNSYLVANIA 19087 Executive Officer Director President Lowndes A. Smith c/o Hartford Funds 100 Matsonford Road, Ste. 300 Radnor PA PENNSYLVANIA 19087 Director Edward P. Macdonald c/o Hartford Funds 100 Matsonford Road, Ste. 300 Radnor PA PENNSYLVANIA 19087 Executive Officer Vice President, Secretary and Chief Legal Officer Pooled Investment Fund Other Investment Fund true Decline to Disclose 06b true 0000945621-13-000111 2011-09-30 true true false 0 Indefinite 484126817 Indefinite false 14 0 0 0 The Fund pays a monthly fee to the Investment Manager based on a stated percentage of the Fund's average daily net asset value. false Hartford Alternative Strategies Fund /s/ Edward P. Macdonald Edward P. Macdonald Vice President, Secretary and Chief Legal Officer 2014-02-28