0001507943-16-000300.txt : 20160921 0001507943-16-000300.hdr.sgml : 20160921 20160921133306 ACCESSION NUMBER: 0001507943-16-000300 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160921 DATE AS OF CHANGE: 20160921 EFFECTIVENESS DATE: 20160921 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio CENTRAL INDEX KEY: 0001530984 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-166468 FILM NUMBER: 161895380 BUSINESS ADDRESS: STREET 1: CACEIS FA USA, INC. STREET 2: 1301 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 518-432-1600 MAIL ADDRESS: STREET 1: CACEIS FA USA, INC. STREET 2: 1301 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 D/A 1 primary_doc.xml X0707 D/A LIVE 0001530984 MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio CACEIS (USA), Inc. 1307 Avenue of the Americas New York NY NEW YORK 10019 905-281-0001 CAYMAN ISLANDS None None Other segregated portfolio of a Cayman Islands segregated portfolio company true Mark Cook c/o International Mgmt. Services, Ltd. 4th Flr., Harbour Ctr., PO Box 61GT Grand Cayman E9 CAYMAN ISLANDS 00000 Director Christopher Bowring c/o International Mgmt. Services, Ltd. 4th Flr., Harbour Ctr., PO Box 61GT Grand Cayman E9 CAYMAN ISLANDS 00000 Director Laura K. Smith c/o Meridian Capital Partners, Inc. 20 Corporate Woods Blvd., 4th Floor Albany NY NEW YORK 12211 Executive Officer Officer of Meridian Diversified Fund Management, LLC, the Investment Manager of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001507943-11-000056 2011-09-13 true true false 0 Regions Investment Management, Inc. 111715 None None 1901 6th Avenue North Birmingham AL ALABAMA 35203 AL ALABAMA CO COLORADO FL FLORIDA GA GEORGIA MS MISSISSIPPI TN TENNESSEE false Highland Information Systems None None None 2545 Highland Avenue Ste 200 Birmingham AL ALABAMA 35205 AL ALABAMA CO COLORADO FL FLORIDA GA GEORGIA MS MISSISSIPPI TN TENNESSEE false Citigroup Global Markets Inc. 7059 None None 666 Fifth Avenue New York NY NEW YORK 10103 AL ALABAMA CA CALIFORNIA CO COLORADO DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA MA MASSACHUSETTS MO MISSOURI NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA TX TEXAS VA VIRGINIA WI WISCONSIN false D.A. Davidson & Co. 199 None None 8 Third Street North Great Falls MT MONTANA 59401 WA WASHINGTON false Deutsche Bank Securities Inc. 2525 None None 60 Wall Street New York NY NEW YORK 10005 CT CONNECTICUT MD MARYLAND NJ NEW JERSEY NC NORTH CAROLINA WA WASHINGTON false Thomas Weisel Partners LLC 46237 None None One Montgomery Street Ste 3700 San Francisco CA CALIFORNIA 94104 CA CALIFORNIA false GS Capital Management LLC None None None 1100 Peachtree Street NE Atlanta GA GEORGIA 30309 TN TENNESSEE false Merrill Lynch Pierce Fenner & Smith Incorporated 7691 None None One Bryant Park New York NY NEW YORK 10036 CA CALIFORNIA CT CONNECTICUT NJ NEW JERSEY false Stifel, Nicolaus & Company, Incorporated 793 None None 501 North Broadway St. Louis MO MISSOURI 63102 CA CALIFORNIA false Indefinite 28106804 Indefinite false 35 0 0 0 false MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio /s/ Laura K. Smith Laura K. Smith, Managing Director of Operations of Meridian Diversified Fund Managment, LLC the Investment Manager of the Issuer 2016-09-19