0001528455-14-000001.txt : 20140826 0001528455-14-000001.hdr.sgml : 20140826 20140826155325 ACCESSION NUMBER: 0001528455-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140826 DATE AS OF CHANGE: 20140826 EFFECTIVENESS DATE: 20140826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Semper Active MBS Fund, L.P. CENTRAL INDEX KEY: 0001528455 IRS NUMBER: 273160173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-164851 FILM NUMBER: 141065257 BUSINESS ADDRESS: STREET 1: 52 VANDERBILT AVENUE STREET 2: SUITE 401 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212.612.9192 MAIL ADDRESS: STREET 1: 52 VANDERBILT AVENUE STREET 2: SUITE 401 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: UCM Active MBS Fund, L.P. DATE OF NAME CHANGE: 20110823 D/A 1 primary_doc.xml X0707 D/A LIVE 0001528455 Semper Active MBS Fund, L.P. 52 VANDERBILT AVENUE SUITE 401 NEW YORK NY NEW YORK 10017 212.612.9192 DELAWARE UCM Active MBS Fund, L.P. Limited Partnership true 2010 N/A Semper Capital Management, L.P. 52 Vanderbilt Avenue New York NY NEW YORK 10017 Promoter Investment Manager of the Issuer ("Investment Manager") N/A Semper Subadvised GP, LLC 52 Vanderbilt Avenue New York NY NEW YORK 10017 Executive Officer General Partner of the Issuer ("General Partner") Gregory A. Parsons 52 Vanderbilt Avenue New York NY NEW YORK 10017 Executive Officer Chief Executive Officer of the Investment Manager Gregory Ellis 52 Vanderbilt Avenue New York NY NEW YORK 10017 Executive Officer President and COO of the Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000945621-13-000280 2010-11-01 true true false 150000 Stuart Patterson 4309118 CAVU Securities, LLC 6906 420 Lexington Avenue New York NY NEW YORK 10170 All States false Mitch Baruchowitz 4959894 CAVU Securities, LLC 6906 420 Lexington Avenue New York New York NY NEW YORK 10170 All States false Jon Slogoff 2524730 CAVU Securities, LLC 6906 420 Lexington Avenue New York NY NEW YORK 10170 All States false None None CAVU Securities, LLC 6906 420 Lexington Avenue New York NY NEW YORK 10170 All States false Indefinite 25101123 Indefinite Clarification of Item 11 - $150,000 is the minimum additional investment. $1,000,000 is the minimum initial investment. The General Partner, in its sole discretion, may accept lesser sums as initial and subsequent subscriptions. false 5 0 0 Pursuant to a Placement Agent Agreement, CAVU Securities, LLC is entitled to fees based on a percentage of the management fee, advisory fee and other amounts earned by the Fund that are currently indeterminable and not readily estimated. 0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. false Semper Active MBS Fund, L.P. Gregory A. Parsons Gregory A. Parsons Chief Executive Officer of the Investment Manager 2014-08-26