0001528070-18-000002.txt : 20180924 0001528070-18-000002.hdr.sgml : 20180924 20180924160523 ACCESSION NUMBER: 0001528070-18-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180924 DATE AS OF CHANGE: 20180924 EFFECTIVENESS DATE: 20180924 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Modern Financial Inc. CENTRAL INDEX KEY: 0001528070 IRS NUMBER: 204184290 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-322020 FILM NUMBER: 181083509 BUSINESS ADDRESS: STREET 1: 5 EAST 59TH STREET FOURTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-266-6000 MAIL ADDRESS: STREET 1: 5 EAST 59TH STREET FOURTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D 1 primary_doc.xml X0708 D LIVE 0001528070 Modern Financial Inc. 654 Madison Avenue, 12th Floor NEW YORK NY NEW YORK 10065 212-266-6000 DELAWARE None None Corporation true Stefan Reyniak 654 Madison Avenue, 12th Floor New York NY NEW YORK 10065 Executive Officer Director Director, Vice President & Secretary Mitchell Caplan 654 Madison Avenue, 12th Floor New York NY NEW YORK 10065 Director David House 654 Madison Avenue, 12th Floor New York NY NEW YORK 10065 Director Jonathan Linen 654 Madison Avenue, 12th Floor New York NY NEW YORK 10065 Director Michael Tedesco 654 Madison Avenue, 12th Floor New York NY NEW YORK 10065 Executive Officer President & Chief Financial Officer, Modern Bank, N.A. Anthony Burke 654 Madison Avenue, 12th Floor New York NY NEW YORK 10065 Director Steven Sabatini 654 Madison Avenue, 12th Floor New York NY NEW YORK 10065 Executive Officer Chief Financial Officer & Vice President Vera McVey 654 Madison Avenue, 12th Floor New York NY NEW YORK 10065 Executive Officer Chief Credit Officer & Chief Risk Officer, Modern Bank, N.A. Curt Lueker 654 Madison Avenue, 12th Floor New York NY NEW YORK 10065 Executive Officer Head of Commercial Markets, Modern Bank, N.A. Bippy Siegal 654 Madison Avenue, 12th Floor New York NY NEW YORK 10065 Director Kevin Anderson 654 Madison Avenue, 12th Floor New York NY NEW YORK 10065 Executive Officer Head of Operations, Technology & Client Services & Chief Operating Officer, Modern Bank, N.A. Valerie Swaya 654 Madison Avenue, 12th Floor New York NY NEW YORK 10065 Executive Officer Chief Compliance Officer, Modern Bank, N.A. Commercial Banking Decline to Disclose 06b false 2018-09-10 false true false 1000 Keefe, Bruyette & Woods, Inc. 481 None None 787 7th Avenue, 4th Floor New York NY NEW YORK 10019 CT CONNECTICUT GA GEORGIA MA MASSACHUSETTS TX TEXAS false 20000000 20000000 0 false 5 375000 0 10725000 true Includes $5.3 million to two director affiliates for accrued fees and interest; $125,000 to a director affiliate and a director-executive officer for services; and $5.3 million to directors and executive officers upon preferred stock transactions. false Modern Financial Inc. Stefan Reyniak Stefan Reyniak Vice President 2018-09-24