0000945621-26-000200.txt : 20260206 0000945621-26-000200.hdr.sgml : 20260206 20260206091258 ACCESSION NUMBER: 0000945621-26-000200 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20260206 DATE AS OF CHANGE: 20260206 EFFECTIVENESS DATE: 20260206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rockefeller U.S. Small Cap ESG Fund, L.P. CENTRAL INDEX KEY: 0001527792 ORGANIZATION NAME: EIN: 900738386 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-164347 FILM NUMBER: 26605453 BUSINESS ADDRESS: STREET 1: 45 ROCKEFELLER PLAZA, FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 549-5471 MAIL ADDRESS: STREET 1: 45 ROCKEFELLER PLAZA, FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10111 FORMER COMPANY: FORMER CONFORMED NAME: Rockefeller Sustainability & Impact SMID Cap Fund, L.P. DATE OF NAME CHANGE: 20110810 D/A 1 primary_doc.xml X0708 D/A LIVE 0001527792 Rockefeller U.S. Small Cap ESG Fund, L.P. 45 ROCKEFELLER PLAZA, FIFTH FLOOR NEW YORK NY NEW YORK 10111 (212) 549-5471 DELAWARE Rockefeller Sustainability & Impact SMID Cap Fund, L.P. Limited Partnership true N/A Rockefeller & Co. LLC 45 Rockefeller Plaza, Fifth Floor New York NY NEW YORK 10111 Executive Officer Promoter General Partner and Investment Adviser Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0000945621-25-000127 2011-08-01 true true false 100000 Indefinite 22507564 Indefinite true 14 42 0 0 0 The General Partner will receive a monthly management and administrative fee at an annual percentage rate based on the value of the Issuer's assets. false Rockefeller U.S. Small Cap ESG Fund, L.P. /s/ Timothy J. McCarthy Rockefeller & Co. LLC, its General Partner by Timothy J. McCarthy Authorized Officer 2026-02-04