0000945621-20-000146.txt : 20200417 0000945621-20-000146.hdr.sgml : 20200417 20200417133036 ACCESSION NUMBER: 0000945621-20-000146 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20200417 DATE AS OF CHANGE: 20200417 EFFECTIVENESS DATE: 20200417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rockefeller Sustainability & Impact SMID Cap Fund, L.P. CENTRAL INDEX KEY: 0001527792 IRS NUMBER: 900738386 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-164347 FILM NUMBER: 20798715 BUSINESS ADDRESS: STREET 1: 45 ROCKEFELLER PLAZA, FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 549-5471 MAIL ADDRESS: STREET 1: 45 ROCKEFELLER PLAZA, FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10111 D/A 1 primary_doc.xml X0708 D/A LIVE 0001527792 Rockefeller Sustainability & Impact SMID Cap Fund, L.P. 45 ROCKEFELLER PLAZA, FIFTH FLOOR NEW YORK NY NEW YORK 10111 (212) 549-5471 DELAWARE None None Limited Partnership true N/A Rockefeller & Co. LLC 45 Rockefeller Plaza, Fifth Floor New York NY NEW YORK 10111 Executive Officer Promoter General Partner and Investment Adviser Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0000945621-19-000160 2011-08-01 true true false 100000 Indefinite 18591126 Indefinite true 7 33 0 0 0 The General Partner will receive a monthly management and administrative fee at an annual percentage rate based on the value of the Issuer's assets. false Rockefeller Sustainability & Impact SMID Cap Fund, L.P. /s/ Timothy J. McCarthy Rockefeller & Co. LLC, its General Partner by Timothy J. McCarthy Authorized Officer 2020-04-16