0000945621-14-000120.txt : 20140421 0000945621-14-000120.hdr.sgml : 20140421 20140421092242 ACCESSION NUMBER: 0000945621-14-000120 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20140421 DATE AS OF CHANGE: 20140421 EFFECTIVENESS DATE: 20140421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rockefeller Sustainability & Impact SMID Cap Fund, L.P. CENTRAL INDEX KEY: 0001527792 IRS NUMBER: 900738386 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-164347 FILM NUMBER: 14772888 BUSINESS ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA, THIRD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: (212) 549-5471 MAIL ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA, THIRD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 D/A 1 primary_doc.xml X0707 D/A LIVE 0001527792 Rockefeller Sustainability & Impact SMID Cap Fund, L.P. 10 ROCKEFELLER PLAZA, THIRD FLOOR NEW YORK NY NEW YORK 10020 (212) 549-5471 DELAWARE None None Limited Partnership true 2011 N/A Rockefeller & Co., Inc. 10 Rockefeller Plaza, Third Floor New York NY NEW YORK 10020 Executive Officer Promoter General Partner and Investment Adviser Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0000945621-13-000150 2011-08-01 true true false 100000 Indefinite 3520164 Indefinite true 9 16 0 0 0 The General Partner will receive a monthly management and administrative fee at an annual percentage rate based on the value of the Issuer's assets. false Rockefeller Sustainability & Impact SMID Cap Fund, L.P. /s/ Timothy J. McCarthy Rockefeller & Co., Inc., its General Partner by Timothy J. McCarthy Authorized Officer 2014-04-14