0001206774-14-002658.txt : 20140820 0001206774-14-002658.hdr.sgml : 20140820 20140820171551 ACCESSION NUMBER: 0001206774-14-002658 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140820 DATE AS OF CHANGE: 20140820 EFFECTIVENESS DATE: 20140820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZAIS Financial Corp. CENTRAL INDEX KEY: 0001527590 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 900729143 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-223354 FILM NUMBER: 141055625 BUSINESS ADDRESS: STREET 1: TWO BRIDGE AVENUE, SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 732-530-3610 MAIL ADDRESS: STREET 1: TWO BRIDGE AVENUE, SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701 D 1 primary_doc.xml X0707 D LIVE 0001527590 ZAIS Financial Corp. TWO BRIDGE AVENUE, SUITE 322 RED BANK NJ NEW JERSEY 07701 732-530-3610 MARYLAND None None Corporation true 2011 Michael Szymanski Two Bridge Avenue, Suite 322 Red Bank NJ NEW JERSEY 07701 Executive Officer Director Brian Hargrave Two Bridge Avenue, Suite 322 Red Bank NJ NEW JERSEY 07701 Executive Officer Paul McDade Two Bridge Avenue, Suite 322 Red Bank NJ NEW JERSEY 07701 Executive Officer Christian Zugel Two Bridge Avenue, Suite 322 Red Bank NJ NEW JERSEY 07701 Director Daniel Mudge Two Bridge Avenue, Suite 322 Red Bank NJ NEW JERSEY 07701 Director Marran Ogilvie Two Bridge Avenue, Suite 322 Red Bank NJ NEW JERSEY 07701 Director James Zinn Two Bridge Avenue, Suite 322 Red Bank NJ NEW JERSEY 07701 Director REITS and Finance Decline to Disclose 06b false 2014-08-05 true true false See Item 13 below. 0 N/A None N/A None N/A N/A XX Unknown 00000 LA LOUISIANA false 10000000 0 10000000 Up to $10 million in shares of the Issuer's common stock may be issued in connection with additional contingent consideration provisions in a merger agreement entered into by a subsidiary of the Issuer. false 6 0 0 0 false ZAIS Financial Corp. /s/ Michael Szymanski Michael Szymanski Chief Executive Officer, President and Director 2014-08-20