0001527541-15-000033.txt : 20150324 0001527541-15-000033.hdr.sgml : 20150324 20150324115623 ACCESSION NUMBER: 0001527541-15-000033 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150324 DATE AS OF CHANGE: 20150324 EFFECTIVENESS DATE: 20150324 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wheeler Real Estate Investment Trust, Inc. CENTRAL INDEX KEY: 0001527541 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 452681082 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-236510 FILM NUMBER: 15720920 BUSINESS ADDRESS: STREET 1: RIVERSEDGE NORTH STREET 2: 2529 VIRGINIA BEACH BLVD., SUITE 200 CITY: VIRGINIA BEACH STATE: VA ZIP: 23452 BUSINESS PHONE: 757-627-9088 MAIL ADDRESS: STREET 1: RIVERSEDGE NORTH STREET 2: 2529 VIRGINIA BEACH BLVD., SUITE 200 CITY: VIRGINIA BEACH STATE: VA ZIP: 23452 D 1 primary_doc.xml X0707 D LIVE 0001527541 Wheeler Real Estate Investment Trust, Inc. RIVERSEDGE NORTH 2529 VIRGINIA BEACH BLVD., SUITE 200 VIRGINIA BEACH VA VIRGINIA 23452 757-627-9088 MARYLAND None None Corporation true 2011 Jon S. Wheeler Riversedge North 2529 Virginia Beach Boulevard, Suite 200 Virginia Beach VA VIRGINIA 23452 Executive Officer Director Steven M. Belote Riversedge North 2529 Virginia Beach Boulevard, Suite 200 Virginia Beach VA VIRGINIA 23452 Executive Officer Robin Hanisch Riversedge North 2529 Virginia Beach Boulevard, Suite 200 Virginia Beach VA VIRGINIA 23452 Executive Officer Christopher J. Ettel Riversedge North 2529 Virginia Beach Boulevard, Suite 200 Virginia Beach VA VIRGINIA 23452 Director David Kelly Riversedge North 2529 Virginia Beach Boulevard, Suite 200 Virginia Beach VA VIRGINIA 23452 Executive Officer Director William W. King Riversedge North 2529 Virginia Beach Boulevard, Suite 200 Virginia Beach VA VIRGINIA 23452 Director Warren Harris Riversedge North 2529 Virginia Beach Boulevard, Suite 200 Virginia Beach VA VIRGINIA 23452 Director Carl B. McGowan, Jr. Riversedge North 2529 Virginia Beach Boulevard, Suite 200 Virginia Beach VA VIRGINIA 23452 Director Ann L. McKinney Riversedge North 2529 Virginia Beach Boulevard, Suite 200 Virgina Beach VA VIRGINIA 23452 Executive Officer Director Jeffrey Zwerdling Riversedge North 2529 Virginia Beach Boulevard, Suite 200 Virginia Beach VA VIRGINIA 23452 Director REITS and Finance Decline to Disclose 06b false 2015-03-19 false true true The Issuer sold 90,000 shares of its Series C Preferred Stock to accredited investors for $90 million and exchanged 3,000 shares of its Series C Preferred Stock for $3,000,000 aggregate principal of its 9.0% convertible notes. false 1000 Compass Point Research & Trading, LLC 126258 None None 3000 K Street, NW Washington, DC DC DISTRICT OF COLUMBIA 20007 AZ ARIZONA CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA MD MARYLAND MA MASSACHUSETTS MO MISSOURI NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA TX TEXAS VA VIRGINIA WI WISCONSIN false Maxim Group LLC 120708 None None 405 Lexington Ave New York NY NEW YORK 10174 AZ ARIZONA CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA MD MARYLAND MA MASSACHUSETTS MO MISSOURI NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA TX TEXAS VA VIRGINIA WI WISCONSIN false 93000000 93000000 0 false 63 5565000 0 0 false Wheeler Real Estate Investment Trust, Inc. /s/ Steven M. Belote Steven M. Belote Chief Financial Officer 2015-03-24