0001526989-14-000001.txt : 20140605 0001526989-14-000001.hdr.sgml : 20140605 20140605133611 ACCESSION NUMBER: 0001526989-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140605 DATE AS OF CHANGE: 20140605 EFFECTIVENESS DATE: 20140605 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sierra Photonics, Inc. CENTRAL INDEX KEY: 0001526989 IRS NUMBER: 800213606 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-218625 FILM NUMBER: 14893174 BUSINESS ADDRESS: STREET 1: 7563 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 BUSINESS PHONE: 925-344-5741 MAIL ADDRESS: STREET 1: 7563 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 D 1 primary_doc.xml X0707 D LIVE 0001526989 Sierra Photonics, Inc. 7563 SOUTHFRONT ROAD LIVERMORE CA CALIFORNIA 94551 925-344-5741 DELAWARE None None Corporation true Anthony Ruggiero 7563 Southfront Road Livermore CA CALIFORNIA 94551 Executive Officer Director Paul Sargis 7563 Southfront Road Livermore CA CALIFORNIA 94551 Director Robert Smith 7563 Southfront Road Livermore CA CALIFORNIA 94551 Director Kenneth Washington 7563 Southfront Road Livermore CA CALIFORNIA 94551 Director Other Technology Decline to Disclose 06b false 2014-05-30 false true true false 0 2400000 1000000 1400000 Convertible Secured Promissory Notes in the aggregate principal amount of up to $2,400,000 and warrants to purchase up to 140,000 shares of Common Stock at an exercise price of $0.01 per share. false 1 0 0 48484 false Sierra Photonics, Inc. Anthony Ruggiero Anthony Ruggiero CEO & President 2014-06-05