0000895345-13-000230.txt : 20130910 0000895345-13-000230.hdr.sgml : 20130910 20130910141901 ACCESSION NUMBER: 0000895345-13-000230 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20130910 DATE AS OF CHANGE: 20130910 EFFECTIVENESS DATE: 20130910 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SNL Financial LC CENTRAL INDEX KEY: 0001526823 IRS NUMBER: 222783243 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-164960 FILM NUMBER: 131087727 BUSINESS ADDRESS: STREET 1: 1 SNL PLAZA STREET 2: P.O. BOX 2124 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 BUSINESS PHONE: 434-977-1600 MAIL ADDRESS: STREET 1: 1 SNL PLAZA STREET 2: P.O. BOX 2124 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 D/A 1 primary_doc.xml X0706 D/A LIVE 0001526823 SNL Financial LC 1 SNL PLAZA 1 SNL Plaza CHARLOTTESVILLE VA VIRGINIA 22902 434-977-1600 VIRGINIA SNL Liquidation, L.C. SNL Securities LC None Limited Liability Company true Reid Nagle SNL Financial LC 1 SNL Plaza Charlottesville VA VIRGINIA 22902 Director Michael Chinn SNL Financial LC 1 SNL Plaza Charlottesville VA VIRGINIA 22902 Executive Officer Director William Pappas SNL Financial LC 1 SNL Plaza Charlottesville VA VIRGINIA 22902 Executive Officer Steven B. Klinsky SNL Financial LC 1 SNL Plaza Charlottesville VA VIRGINIA 22902 Director Mathew J. Lori SNL Financial LC 1 SNL Plaza Charlottesville VA VIRGINIA 22902 Director Daniel L. Oakey SNL Financial LC 1 SNL Plaza Charlottesville VA VIRGINIA 22902 Executive Officer Tom Corbitt SNL Financial LC 1 SNL Plaza Charlottesville VA VIRGINIA 22902 Executive Officer Nicholas Cafferillo SNL Financial LC 1 SNL Plaza Charlottesville VA VIRGINIA 22902 Executive Officer Nate Haskins SNL Financial LC 1 SNL Plaza Charlottesville VA VIRGINIA 22902 Executive Officer Kenneth Galen Warren SNL Financial LC 1 SNL Plaza Charlottesville VA VIRGINIA 22902 Executive Officer Adam Hall SNL Financial LC 1 SNL Plaza Charlottesville VA VIRGINIA 22902 Executive Officer James C. Record SNL Financial LC 1 SNL Plaza Charlottesville VA VIRGINIA 22902 Executive Officer Peter Masucci SNL Financial LC 1 SNL Plaza Charlottesville VA VIRGINIA 22902 Director Brandt Sakakeeny SNL Financial LC 1 SNL Plaza Charlottesville VA VIRGINIA 22902 Director Robert Musslewhite SNL Financial LC 1 SNL Plaza Charlottesville VA VIRGINIA 22902 Director Michael Sullivan SNL Financial LC 1 SNL Plaza Charlottesville VA VIRGINIA 22902 Director Business Services Decline to Disclose 06 true 0000895345-12-000221 2011-09-15 true true true true false 0 Indefinite 3531035 Indefinite This filing relates to the issuance of options and equity securities pursuant to the SNL Financial LC Unit Incentive Plan. false 18 0 0 0 false SNL Financial LC /s/ Daniel L. Oakey Daniel L. Oakey Corporate Secretary and Chief Contracts Officer 2013-09-10