0001524443-14-000001.txt : 20141125 0001524443-14-000001.hdr.sgml : 20141125 20141125160757 ACCESSION NUMBER: 0001524443-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20141125 DATE AS OF CHANGE: 20141125 EFFECTIVENESS DATE: 20141125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: III Credit Opportunities Fund Ltd. CENTRAL INDEX KEY: 0001524443 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-162037 FILM NUMBER: 141249733 BUSINESS ADDRESS: STREET 1: ADMIRAL ADMINISTRATION LTD. STREET 2: ADMIRAL FINANCIAL CENTER, 80 FORT STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1208 BUSINESS PHONE: 345.949.0704 MAIL ADDRESS: STREET 1: ADMIRAL ADMINISTRATION LTD. STREET 2: ADMIRAL FINANCIAL CENTER, 80 FORT STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1208 D/A 1 primary_doc.xml X0707 D/A LIVE 0001524443 III Credit Opportunities Fund Ltd. Maples Corporate Services Limited Ugland House, South Church Street George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-1104 345-947-8996 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true n/a III Offshore Advisors 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Advisor Clifford G. Viner III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Warren B. Mosler III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer William P. McCauley III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Laura P. McGrath James River Capital Corp. 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 Director Lester N. Coyle III Associates 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Francis D. Feeney III Associates 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Garth Friesen III Associates 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert Hart III Associates 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Thomas Olofsson III Associates 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert A. Printz III Associates 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Michael L. Reger III Associates 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Scott L. Wyler III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer David Bree dms Offshore Investment Services dms House, 20 Genesis Close Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Andrew Galloway ICG Management Limited Landmark Sq., 1st Floor, 64 Earth Close Grand Cayman E9 CAYMAN ISLANDS KY1-1107 Director Deep Kumar III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001524443-13-000002 2011-09-01 true true false 1000000 AVM, L.P. 16710 None None 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 FL FLORIDA GA GEORGIA MA MASSACHUSETTS NM NEW MEXICO NY NEW YORK OH OHIO false Norfolk Markets, LLC 103797 None None 330 Madison Avenue 24th Floor New York NY NEW YORK 10017 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WI WISCONSIN false James River Securities Corp. 38477 None None 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 CA CALIFORNIA TX TEXAS VA VIRGINIA false Anchor Asset Management LLC 128344 None None 267 Fifth Avenue Suite 800 New York NY NEW YORK 10016 CA CALIFORNIA CT CONNECTICUT IL ILLINOIS MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA false Frontier Solutions, LLC 136102 None None 9 East Franklin Street Richmond VA VIRGINIA 23219 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MN MINNESOTA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WY WYOMING false Indefinite 320411959 Indefinite true 5 17 223006 true 0 Service provider pays up to 50% of its advisory fee and 75% of its management fee to the selling agents - see item 12. The current offering commenced prior to 3/15/09; item 15 reflects the requested information commencing from such date. 0 false III Credit Opportunities Fund Ltd. Laura McGrath Laura McGrath Director of the Issuer 2014-11-25