0001493595-18-000002.txt : 20180228 0001493595-18-000002.hdr.sgml : 20180228 20180228140935 ACCESSION NUMBER: 0001493595-18-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20180228 DATE AS OF CHANGE: 20180228 EFFECTIVENESS DATE: 20180228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: III Credit Opportunities Fund Ltd. CENTRAL INDEX KEY: 0001524443 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-162037 FILM NUMBER: 18649997 BUSINESS ADDRESS: STREET 1: ADMIRAL ADMINISTRATION LTD. STREET 2: ADMIRAL FINANCIAL CENTER, 80 FORT STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1208 BUSINESS PHONE: 345.949.0704 MAIL ADDRESS: STREET 1: ADMIRAL ADMINISTRATION LTD. STREET 2: ADMIRAL FINANCIAL CENTER, 80 FORT STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1208 D/A 1 primary_doc.xml X0708 D/A LIVE 0001524443 III Credit Opportunities Fund Ltd. DMS Corporate Services Ltd. DMS House, 20 Genesis Close Grand Cayman E9 CAYMAN ISLANDS KY1-1108 (345)-946-7652 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true n/a III Capital Management 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Advisor Clifford G. Viner III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Warren B. Mosler III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Lester N. Coyle III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer William P. McCauley III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Garth Friesen III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert Printz III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Francis Feeney III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Scott L. Wyler III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Thomas Olofsson III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Deep Kumar III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert Hart III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Michael Reger III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Laura P. McGrath James River Capital Corp. 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 Director David Bree DMS Offshore Investment Services DMS House, 20 Genesis Close Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Andrew Galloway ICG Management Limited Landmark Sq., 1st Floor, 64 Earth Close Grand Cayman E9 CAYMAN ISLANDS KY1-1107 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001524443-17-000001 2011-09-01 true true false 1000000 AVM, L.P. 16710 None None 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 AL ALABAMA FL FLORIDA GA GEORGIA MA MASSACHUSETTS NM NEW MEXICO NY NEW YORK OH OHIO false Norfolk Markets, LLC 103797 None None 360 Madison Avenue 19th Floor New York NY NEW YORK 10017 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IN INDIANA IA IOWA MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WI WISCONSIN false James River Securities Corp. 38477 None None 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 CA CALIFORNIA TX TEXAS VA VIRGINIA false Anchor Asset Management LLC 128344 None None One East End Avenue Suite 10A New York NY NEW YORK 10075 CA CALIFORNIA CT CONNECTICUT IL ILLINOIS MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA TX TEXAS false Frontier Solutions, LLC 136102 None None 9 East Franklin Street Richmond VA VIRGINIA 23219 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MN MINNESOTA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WY WYOMING false Indefinite 424517624 Indefinite true 5 36 467973 true 0 0 false III Credit Opportunities Fund Ltd. Laura McGrath Laura McGrath Director of the Issuer 2018-02-28