0001566114-14-000052.txt : 20141002 0001566114-14-000052.hdr.sgml : 20141002 20141001212002 ACCESSION NUMBER: 0001566114-14-000052 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20141002 DATE AS OF CHANGE: 20141001 EFFECTIVENESS DATE: 20141002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAIS Millennium USA LLC CENTRAL INDEX KEY: 0001523894 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-163159 FILM NUMBER: 141134520 BUSINESS ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.300.9350 MAIL ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0707 D/A LIVE 0001523894 CAIS Millennium USA LLC CAPITAL INTEGRATION SYSTEMS LLC 598 MADISON AVENUE, 11TH FLOOR NEW YORK NY NEW YORK 10022 212.300.9350 DELAWARE None None Limited Liability Company true 2011 n/a Capital Integration Systems LLC 598 Madison Avenue 11th Floor New York NY NEW YORK 10022 Promoter Managing Member Matthew C. Brown Capital Integration Systems LLC 598 Madison Avenue, 11th Floor New York NY NEW YORK 10022 Executive Officer Managing Principal of the Managing Member Rafay H. Farooqui Capital Integration Systems LLC 598 Madison Avenue, 11th Floor New York NY NEW YORK 10022 Executive Officer Managing Principal of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001566114-13-000012 2011-03-01 true true false 100000 Jefferies LLC 2347 None None 520 Madison Avenue New York NY NEW YORK 10022 All States false Dominick & Dominick, LLC 7344 None None 150 East 52nd Street 3rd Floor New York NY NEW YORK 10022 All States false Summit Equities, LLC 11039 None None 4 Campus Dr. Parsippany NJ NEW JERSEY 07054 All States false Arete Wealth Management, LLC 44856 None None 1699 E. Woodfield Rd. Suite 565 Schaumberg IL ILLINOIS 60173 All States false US Capital Advisors, LLC 103789 None None 1330 Post Oak Blvd. Suite 900 Houston TX TEXAS 77056 All States false HighTower Securities, LLC 116681 None None 200 West Madison Street Suite 2500 Chicago IL ILLINOIS 60606 All States false Snowden Account Services 149794 None None 660 Madison Avenue 14th Floor New York NY NEW YORK 10065 All States false Joel Isaacson & Co. 152450 None None 546 Fifth Avenue New York NY NEW YORK 10036 All States false Tandragee Global Advisors LLC 161572 None None 119 Washington Avenue Suite 602 Miami Beach FL FLORIDA 33139 All States false Macquarie None None None 1 Shelley Street Sydney, NSW C3 AUSTRALIA 2000 true Indefinite 197624136 Indefinite false 571 1025408 0 0 false CAIS Millennium USA LLC /s/ Timothy B. Shannon Timothy B. Shannon Chief Operations Officer, Capital Integration Systems LLC 2014-10-01