0001523894-16-000002.txt : 20161025 0001523894-16-000002.hdr.sgml : 20161025 20161025172648 ACCESSION NUMBER: 0001523894-16-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161025 DATE AS OF CHANGE: 20161025 EFFECTIVENESS DATE: 20161025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAIS Millennium USA LLC CENTRAL INDEX KEY: 0001523894 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-163159 FILM NUMBER: 161951090 BUSINESS ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.300.9350 MAIL ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0707 D/A LIVE 0001523894 CAIS Millennium USA LLC CAPITAL INTEGRATION SYSTEMS LLC 598 MADISON AVENUE, 11TH FLOOR NEW YORK NY NEW YORK 10022 212.300.9350 DELAWARE None None Limited Liability Company true 2011 n/a Capital Integration Systems LLC 598 Madison Avenue 11th Floor New York NY NEW YORK 10022 Promoter Managing Member Matthew C. Brown Capital Integration Systems LLC 598 Madison Avenue, 11th Floor New York NY NEW YORK 10022 Executive Officer Managing Principal of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001523894-15-000001 2011-03-01 true true false 100000 Jefferies LLC 2347 None None 520 Madison Avenue New York NY NEW YORK 10022 All States false Wunderlich Securities 2543 None None 6000 Poplar Avenue Suite 150 Memphis TN TENNESSEE 38119 All States false Summit Equities, LLC 11039 None None 4 Campus Dr. Parsippany NJ NEW JERSEY 07054 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN false US Capital Advisors, LLC 103789 None None 1330 Post Oak Blvd. Suite 900 Houston TX TEXAS 77056 All States false HighTower Securities, LLC 116681 None None 200 West Madison Street Suite 2500 Chicago IL ILLINOIS 60606 All States false Macquarie None None None 1 Shelley Street Sydney, NSW C3 AUSTRALIA 2000 true D.A Davidson 199 None None 8 Third Street North Great Falls MT MONTANA 59401 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Lebentahl & Co. LLC 145750 None None 230 Park Avenue 32nd Floor New York NY NEW YORK 10175 All States false NFP Advisors LLC 42046 None None 1250 Capital of TX Hwy S #2-125 Austin TX TEXAS 78746 All States false Stephens, Inc. 3496 None None 111 Center Street Little Rock AR ARKANSAS 72201 All States false Arete Wealth Management LLC 44856 None None 1101 W Lake Street 1st Floor Chicago IL ILLINOIS 60607 All States false Spire Securities LLC 144131 None None 1840 Michael Faraday Dr. Suite 105 Reston VA VIRGINIA 20190 All States false Kestra Investment Services LLC 42046 None None 1250 Capital of Texas Hwy S. #2-125 Austin TX TEXAS 78746 All States false William Blair 1252 None None 225 West Adams St Chicago IL ILLINOIS 60606 All States false Triad Advisors, Inc. 25803 None None 5155 Peachtree Parkway Suite 3220 Norcross GA GEORGIA 30092 All States false Monarch Capital Group, LLC 47815 None None 500 Fifth Avenue Suite 2240 New York NY NEW YORK 10110 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN false Halen Capital 135966 None None 301 South Missouri Avenue 2nd Floor Clearwater FL FLORIDA 33756 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO TN TENNESSEE TX TEXAS WY WYOMING false Dominick & Dominick 2543 None None 6000 Poplar Avenue Suite 150 Memphis TN TENNESSEE 38119 All States false Indefinite 460899460 Indefinite false 1047 2495869 0 0 false CAIS Millennium USA LLC Timothy Shannon Timothy Shannon President 2016-10-25