0001523891-16-000003.txt : 20161026 0001523891-16-000003.hdr.sgml : 20161026 20161026125544 ACCESSION NUMBER: 0001523891-16-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161026 DATE AS OF CHANGE: 20161026 EFFECTIVENESS DATE: 20161026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAIS DES Oculus LLC CENTRAL INDEX KEY: 0001523891 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-163169 FILM NUMBER: 161952053 BUSINESS ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.300.9350 MAIL ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0707 D/A LIVE 0001523891 CAIS DES Oculus LLC CAPITAL INTEGRATION SYSTEMS LLC 598 MADISON AVENUE, 11TH FLOOR NEW YORK NY NEW YORK 10022 212.300.9350 DELAWARE None None Limited Liability Company true 2011 n/a Capital Integration Systems LLC 598 Madison Avenue 11th Floor New York NY NEW YORK 10022 Promoter Managing Member Matthew C. Brown Capital Integration Systems LLC 598 Madison Avenue, 11th Floor New York NY NEW YORK 10022 Executive Officer Managing Principal of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001523891-15-000001 2011-06-01 true true false 500000 Jefferies LLC 2347 None None 520 Madison Avenue New York NY NEW YORK 10022 All States false Dominick & Dominick, LLC 7344 None None 150 East 52nd Street 3rd Floor New York NY NEW YORK 10022 All States false USCA Securities LLC 103789 None None 1330 Post Oak Boulevard Suite 900 Houston TX TEXAS 77056 All States false HighTower Securities, LLC 116681 None None 200 West Madison Street Suite 2500 Chicago IL ILLINOIS 60606 All States false William Blair 1252 None None 222 West Adams St Chicago IL ILLINOIS 60606 All States false Lebenthal & Co. LLC 145750 None None 230 Park Avenue 32nd Floor New York NY NEW YORK 10175 All States false Macquarie Capital (USA) Inc. 36368 None None 125 West 55th Street Level 22 New York NY NEW YORK 10019 All States false Wunderlich Securities, Inc. 2543 None None 6000 Poplar Avenue Suite 150 Memphis TN TENNESSEE 38119 All States false Stephens Inc. 3496 None None 111 Center St Little Rock AZ ARIZONA 72201 All States false Indefinite 64146763 Indefinite false 75 861400 true 0 0 false CAIS DES Oculus LLC Timothy Shannon Timothy Shannon President 2016-10-26