0001523884-11-000003.txt : 20110720 0001523884-11-000003.hdr.sgml : 20110720 20110720170740 ACCESSION NUMBER: 0001523884-11-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20110720 DATE AS OF CHANGE: 20110720 EFFECTIVENESS DATE: 20110720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAIS DES Oculus Ltd. CENTRAL INDEX KEY: 0001523882 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-163232 FILM NUMBER: 11978118 BUSINESS ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 345.949.8066 MAIL ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 D 1 primary_doc.xml X0704 D LIVE 0001523882 CAIS DES Oculus Ltd. MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1104 345.949.8066 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true 2011 n/a Capital Integration Systems LLC 590 Madison Avenue 27th Floor New York NY NEW YORK 10022 Promoter Sponsor Matthew C. Brown Capital Integration Systems LLC 590 Madison Avenue, 27th Floor New York NY NEW YORK 10022 Executive Officer Rafay H. Farooqui Capital Integration Systems LLC 590 Madison Avenue, 27th Floor New York NY NEW YORK 10022 Executive Officer Jeremy C. Norton Capital Integration Systems LLC 590 Madison Avenue, 27th Floor New York NY NEW YORK 10022 Executive Officer Mark Victor Murray Maples Finance Limited Boundary Hall, Cricket Square George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Yun Zheng Maples Finance Limited Boundary Hall, Cricket Square George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 false 2011-05-01 true true false 1000000 DeWaay Financial Network, LLC 30767 None None 13001 University Avenue Clive IA IOWA 50328 All States false Hightower Securities, LLC 116681 None None 525 W, Monroe Street Suite 2300 Chicago IL ILLINOIS 60661 All States false Jefferies & Company, Inc. 2347 None None 520 Madison Avenue 16th Floor New York NY NEW YORK 10022 All States false USCA Securities LLC 103789 None None 1330 Post Oak Boulevard Suite 900 Houston TX TEXAS 77056 All States false Indefinite 1000000 Indefinite false 1 0 0 0 false CAIS DES Oculus Ltd. Matthew C. Brown Matthew C. Brown Managing Principal 2011-07-20