0001523882-17-000002.txt : 20171024 0001523882-17-000002.hdr.sgml : 20171024 20171024112922 ACCESSION NUMBER: 0001523882-17-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20171024 DATE AS OF CHANGE: 20171024 EFFECTIVENESS DATE: 20171024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAIS DES Oculus Ltd. CENTRAL INDEX KEY: 0001523882 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-163232 FILM NUMBER: 171150271 BUSINESS ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 345.949.8066 MAIL ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 D/A 1 primary_doc.xml X0708 D/A LIVE 0001523882 CAIS DES Oculus Ltd. MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1104 345.949.8066 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true n/a Capital Integration Systems LLC 598 Madison Avenue 11th Floor New York NY NEW YORK 10022 Promoter Sponsor Matthew C. Brown Capital Integration Systems LLC 598 Madison Avenue, 11th Floor New York NY NEW YORK 10022 Executive Officer Managing Principal of Sponsor Sam Ellis MaplesFS Limited P.O. Box 1093, Boundary Hall Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Omar Wright MaplesFS Limited P.O. Box 1093, Boundary Hall Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001523897-16-000004 2011-05-01 true true false 500000 Jefferies LLC 2347 None None 520 Madison Avenue New York NY NEW YORK 10022 All States false USCA Securities LLC 103789 None None 1330 Post Oak Blvd. Suite 900 Houston TX TEXAS 77056 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false HighTower Securities, LLC 116681 None None 200 West Madison Street Suite 2500 Chicago IL ILLINOIS 60606 All States false Macquarie Capital (USA) Inc. 36368 None None 125 West 55th Street Level 22 New York NY NEW YORK 10019 All States false Indefinite 16140000 Indefinite false 45 209500 true 0 0 false CAIS DES Oculus Ltd. Timothy Shannon Timothy Shannon President 2017-10-24