0001522690-11-000001.txt : 20110912 0001522690-11-000001.hdr.sgml : 20110912 20110912134704 ACCESSION NUMBER: 0001522690-11-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20110912 DATE AS OF CHANGE: 20110912 EFFECTIVENESS DATE: 20110912 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GWG Holdings, Inc. CENTRAL INDEX KEY: 0001522690 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-165662 FILM NUMBER: 111085384 BUSINESS ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 877-494-2388 MAIL ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 D 1 primary_doc.xml X0704 D LIVE 0001522690 GWG Holdings, Inc. 220 SOUTH SIXTH STREET SUITE 1200 MINNEAPOLIS MN MINNESOTA 55402 612-764-1944 DELAWARE None None Corporation true 2008 Jon R. Sabes 220 South Sixth Street, Suite 1200 Minneapolis MN MINNESOTA 55402 Executive Officer Director Paul A. Siegert 220 South Sixth Street, Suite 1200 Minneapolis MN MINNESOTA 55402 Executive Officer Director Steven F. Sabes 220 South Sixth Street, Suite 1200 Minneapolis MN MINNESOTA 55402 Executive Officer Director Jon Gangelhoff 220 South Sixth Street, Suite 1200 Minneapolis MN MINNESOTA 55402 Executive Officer Brian Tyrell 220 South Sixth Street, Suite 1200 Minneapolis MN MINNESOTA 55402 Director Laurence A. Zipkin 220 South Sixth Street, Suite 1200 Minneapolis MN MINNESOTA 55402 Director Kenneth Chaim Fink 220 South Sixth Street, Suite 1200 Minneapolis MN MINNESOTA 55402 Director Pooled Investment Fund Other Investment Fund false Decline to Disclose 06 false 2011-09-01 false true true false 25000 Arque Capital, Ltd. 121192 None None 7501 E. McCormick Pkwy, Suite 111N Scottsdale AZ ARIZONA 85258 AZ ARIZONA CA CALIFORNIA IL ILLINOIS MO MISSOURI NE NEBRASKA false Landolt Securities, Inc. 28352 None None 701 Oregon Street Oshkosh WI WISCONSIN 54902 WI WISCONSIN false Allied Beacon Partners, Inc. 46227 None None 7501 Boulders View Dr, Suite 601 Richmond VA VIRGINIA 23225 FL FLORIDA ID IDAHO VA VIRGINIA WI WISCONSIN false Edwin C. Blitz Investments, Inc. 7638 None None 191 Waukegan Road, #101 Northfield IL ILLINOIS 60093 FL FLORIDA IL ILLINOIS false Dalton Strategic Investment Services Inc. 23485 None None 26 N. Washington Street Knightstown IN INDIANA 46148 MN MINNESOTA false Center Street Securities, Inc. 26898 None None 26 Century Blvd, Suite 301 Nashville TN TENNESSEE 37214 AZ ARIZONA false 25000000 2599670 22400330 false 31 272965 true 0 0 false GWG Holdings, Inc. Jon R. Sabes Jon R. Sabes Chief Executive Officer 2011-09-12