0000892712-14-000627.txt : 20140829 0000892712-14-000627.hdr.sgml : 20140829 20140829153518 ACCESSION NUMBER: 0000892712-14-000627 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140829 DATE AS OF CHANGE: 20140829 EFFECTIVENESS DATE: 20140829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BUSINESS FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0001521951 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391576570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-223886 FILM NUMBER: 141075244 BUSINESS ADDRESS: STREET 1: 401 CHARMANY DRIVE CITY: MADISON STATE: WI ZIP: 53719 BUSINESS PHONE: 608-238-8008 MAIL ADDRESS: STREET 1: 401 CHARMANY DRIVE STREET 2: PO BOX 44961 CITY: MADISON STATE: WI ZIP: 53744 FORMER COMPANY: FORMER CONFORMED NAME: First Business Financial Services, Inc. DATE OF NAME CHANGE: 20110527 D 1 primary_doc.xml X0707 D LIVE 0001521951 FIRST BUSINESS FINANCIAL SERVICES, INC. 401 CHARMANY DRIVE MADISON WI WISCONSIN 53719 608-238-8008 WISCONSIN First Business Financial Services, Inc. Corporation true Corey A. Chambas 401 Charmany Drive Madison WI WISCONSIN 53719 Executive Officer Director Mark D. Bugher 401 Charmany Drive Madison WI WISCONSIN 53719 Director James F. Ropella 401 Charmany Drive Madison WI WISCONSIN 53719 Executive Officer Jan A. Eddy 401 Charmany Drive Madison WI WISCONSIN 53719 Director Gerald L. Kilcoyne 401 Charmany Drive Madison WI WISCONSIN 53719 Director John M. Silseth 401 Charmany Drive Madison WI WISCONSIN 53719 Director Jerome J. Smith 401 Charmany Drive Madison WI WISCONSIN 53719 Director Barbara H. Stephens 401 Charmany Drive Madison WI WISCONSIN 53719 Director Dean W. Voeks 401 Charmany Drive Madison WI WISCONSIN 53719 Director Barbara M. Conley 401 Charmany Drive Madison WI WISCONSIN 53719 Executive Officer Michael J. Losenegger 401 Charmany Drive Madison WI WISCONSIN 53719 Executive Officer John J. Harris 401 Charmany Drive Madison WI WISCONSIN 53719 Director Commercial Banking Decline to Disclose 06b false 2014-08-26 false true false 0 Sandler O'Neill & Partners, L.P. 23328 None None 1251 Avenue of the Americas 6th Floor New York NY NEW YORK 10020 IL ILLINOIS MI MICHIGAN GA GEORGIA OH OHIO NM NEW MEXICO WI WISCONSIN MO MISSOURI PA PENNSYLVANIA ND NORTH DAKOTA MA MASSACHUSETTS NE NEBRASKA false 15000000 15000000 0 false 3 450000 0 Sandler O'Neill & Partners, L.P. was paid 3.0% of the aggregate purchase price of the notes as a placement agent fee. 0 false FIRST BUSINESS FINANCIAL SERVICES, INC. /s/ James F. Ropella James F. Ropella CFO 2014-08-27