0001521945-24-000021.txt : 20240202 0001521945-24-000021.hdr.sgml : 20240202 20240202160851 ACCESSION NUMBER: 0001521945-24-000021 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20240202 DATE AS OF CHANGE: 20240202 EFFECTIVENESS DATE: 20240202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prospect Floating Rate & Alternative Income Fund, Inc. CENTRAL INDEX KEY: 0001521945 ORGANIZATION NAME: IRS NUMBER: 452460782 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-504299 FILM NUMBER: 24591440 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: Prospect Sustainable Income Fund, Inc. DATE OF NAME CHANGE: 20220112 FORMER COMPANY: FORMER CONFORMED NAME: Prospect Flexible Income Fund, Inc. DATE OF NAME CHANGE: 20200806 FORMER COMPANY: FORMER CONFORMED NAME: TP Flexible Income Fund, Inc. DATE OF NAME CHANGE: 20190401 D 1 primary_doc.xml X0708 D LIVE 0001521945 Prospect Floating Rate & Alternative Income Fund, Inc. 10 EAST 40TH STREET, 42ND FLOOR NEW YORK NY NEW YORK 10016 212-448-0702 MARYLAND Triton Pacific Investment Incorporation, Inc. Prospect Sustainable Income Fund, Inc. Prospect Flexible Income Fund, Inc. TP Flexible Income Fund, Inc. Corporation true Grier Michael Eliasek 10 East 40th Street 42nd Floor New York City NY NEW YORK 10016 Executive Officer Director Kristin Van Dask 10 East 40th Street 42nd Floor New York City NY NEW YORK 10016 Executive Officer Eugene Stark 10 East 40th Street 42nd Floor New York City NY NEW YORK 10016 Director William Gremp 10 East 40th Street 42nd Floor New York City NY NEW YORK 10016 Director Andrew Cooper 10 East 40th Street 42nd Floor New York City NY NEW YORK 10016 Director Pooled Investment Fund Other Investment Fund false Not Applicable 06b false 2024-01-30 false true false 25000 100000000 10000000 90000000 false 1 0 0 0 false Prospect Floating Rate & Alternative Income Fund, Inc. M. Grier Eliasek Grier Eliasek Chief Executive Officer 2024-02-02