0000950172-13-000063.txt : 20130523 0000950172-13-000063.hdr.sgml : 20130523 20130523165739 ACCESSION NUMBER: 0000950172-13-000063 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20130523 DATE AS OF CHANGE: 20130523 EFFECTIVENESS DATE: 20130523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Asset Management, LLC CENTRAL INDEX KEY: 0001521019 IRS NUMBER: 274357327 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-161311 FILM NUMBER: 13868910 BUSINESS ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS STREET 2: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 917-7700 MAIL ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS STREET 2: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 D/A 1 primary_doc.xml X0706 D/A LIVE 0001521019 Nuveen Asset Management, LLC 333 W. WACKER DRIVE CHICAGO IL ILLINOIS 60606 (312) 917-7700 DELAWARE None None Limited Liability Company true 2010 N/A Nuveen Fund Advisors, LLC 333 West Wacker Drive Chicago IL ILLINOIS 60606 Promoter Managing Member Thomas S. Schreier Nuveen Asset Management, LLC 333 West Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer Chairman William T. Huffman Nuveen Asset Management, LLC 333 West Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer President Diane Meggs Nuveen Asset Management, LLC 333 West Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer Chief Compliance Officer Charles R. Manzoni Nuveen Asset Management, LLC 333 West Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer Managing Director, Chief Operating Officer and General Counsel Sherri A. Hlavacek Nuveen Asset Management, LLC 333 West Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer Managing Director and Corporate Controller Other Banking and Financial Services Decline to Disclose 06 true 0000950172-12-000036 2011-05-31 true true true Limited Liability Company interests in the form of "Units" false 0 Indefinite 0 Indefinite Offering consists of the issuance and grant of certain Units, which represent a profits interest in the Issuer, which were granted without cash consideration. false 80 0 0 0 false Nuveen Asset Management, LLC /s/ John MacCarthy John MacCarthy Executive Vice President and Secretary 2013-05-23