0001315863-19-000669.txt : 20190809 0001315863-19-000669.hdr.sgml : 20190809 20190809160354 ACCESSION NUMBER: 0001315863-19-000669 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190809 DATE AS OF CHANGE: 20190809 EFFECTIVENESS DATE: 20190809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 400 Capital Credit Opportunities Fund Ltd. CENTRAL INDEX KEY: 0001520154 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-159590 FILM NUMBER: 191012966 BUSINESS ADDRESS: STREET 1: C/O 400 CAPITAL MANAGEMENT LLC STREET 2: 510 MADISON AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 612-3101 MAIL ADDRESS: STREET 1: C/O 400 CAPITAL MANAGEMENT LLC STREET 2: 510 MADISON AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0708 D/A LIVE 0001520154 400 Capital Credit Opportunities Fund Ltd. C/O 400 CAPITAL MANAGEMENT LLC 510 MADISON AVENUE, 17TH FLOOR NEW YORK NY NEW YORK 10022 (212) 612-3101 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true Christopher Hentemann c/o 400 Capital Management LLC 510 Madison Avenue, 17th Floor New York NY NEW YORK 10022 Director Jon Morgan c/o Sound Fund Advisors LLC 30 Old Kings Highway South Darien CT CONNECTICUT 06820 Director Matt Auriemma c/o Highwater Limited 305 Madison Avenue, Suite 2036 New York NY NEW YORK 10165 Director -- 400 Capital Management LLC 510 Madison Avenue 17th Floor New York NY NEW YORK 10022 Executive Officer Promoter Investment Manager to the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001315863-18-000682 2011-02-01 true true false 100000 EDGELINE CAPITAL, LLC. 152774 None None 11726 SAN VICENTE BLVD SUITE 610 LOS ANGELES CA CALIFORNIA 90049 LA LOUISIANA IL ILLINOIS NY NEW YORK OH OHIO TX TEXAS FL FLORIDA CA CALIFORNIA false YOUNG AMERICA CAPITAL, LLC 150443 None None 141 EAST BOSTON POST ROAD MAMARONECK NY NEW YORK 10543 VT VERMONT SC SOUTH CAROLINA UT UTAH IL ILLINOIS NY NEW YORK CT CONNECTICUT NV NEVADA CA CALIFORNIA MO MISSOURI OK OKLAHOMA WA WASHINGTON VA VIRGINIA NJ NEW JERSEY MI MICHIGAN NM NEW MEXICO DE DELAWARE TX TEXAS CO COLORADO FL FLORIDA NC NORTH CAROLINA MD MARYLAND MA MASSACHUSETTS false MISCHLER FINANCIAL GROUP, INC. 37818 None None 1111 BAYSIDE DRIVE SUITE 100 CORONA DEL MAR CA CALIFORNIA 92625 VT VERMONT NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA ME MAINE VA VIRGINIA MI MICHIGAN OH OHIO ID IDAHO DE DELAWARE FL FLORIDA IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT DC DISTRICT OF COLUMBIA MN MINNESOTA WI WISCONSIN AZ ARIZONA KY KENTUCKY MO MISSOURI KS KANSAS OR OREGON MS MISSISSIPPI LA LOUISIANA NH NEW HAMPSHIRE WA WASHINGTON NJ NEW JERSEY NM NEW MEXICO AK ALASKA TX TEXAS CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA NE NEBRASKA false MERCURY CAPITAL ADVISORS, LLC 152338 None None 225 LIBERTY STREET 36TH FLOOR NEW YORK NY NEW YORK 10281 All States true Indefinite 666062903 Indefinite false 64 0 true 0 true Item 12 recipients are pd amount equal to percentage of mgmt fee pd to Investment Mgr (or its affiliate) attributable to certain assets under mgmt and/or incentive allocation. Young America Capital agmt ended in 2018 and no longer offer sales for Issuer. 0 true Issuer's confidential offering materials fully discuss management fees and incentive allocations false 400 Capital Credit Opportunities Fund Ltd. /s/ Chris Hentemann Chris Hentemann Director of the Issuer 2019-08-09