0001315863-17-000700.txt : 20170823 0001315863-17-000700.hdr.sgml : 20170823 20170823112203 ACCESSION NUMBER: 0001315863-17-000700 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170823 DATE AS OF CHANGE: 20170823 EFFECTIVENESS DATE: 20170823 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 400 Capital Credit Opportunities Fund Ltd. CENTRAL INDEX KEY: 0001520154 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-159590 FILM NUMBER: 171046512 BUSINESS ADDRESS: STREET 1: C/O OGIER FIDUCIARY SERVICES CAYMAN LTD STREET 2: 89 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY1-9007 BUSINESS PHONE: (212) 612-3104 MAIL ADDRESS: STREET 1: C/O 400 CAPITAL MANAGEMENT LLC STREET 2: 510 MADISON AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0708 D/A LIVE 0001520154 400 Capital Credit Opportunities Fund Ltd. C/O 400 CAPITAL MANAGEMENT LLC 510 MADISON AVENUE, 17TH FLOOR NEW YORK NY NEW YORK 10022 (212) 612-3101 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true Christopher Hentemann c/o 400 Capital Management LLC 510 Madison Avenue, 17th Floor New York NY NEW YORK 10022 Director Jon Morgan c/o Sound Fund Advisors LLC 30 Old Kings Highway South Darien CT CONNECTICUT 06820 Director Matt Auriemma c/o Highwater Limited 305 Madison Avenue, Suite 2036 New York NY NEW YORK 10165 Director -- 400 Capital Management LLC 510 Madison Avenue 17th Floor New York NY NEW YORK 10022 Promoter Investment Manager to the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001315863-16-001757 2011-02-01 true true false 1000000 EDGELINE CAPITAL, LLC. 152774 None None 11726 SAN VICENTE BLVD SUITE 610 LOS ANGELES CA CALIFORNIA 90049 LA LOUISIANA IL ILLINOIS NY NEW YORK OH OHIO TX TEXAS FL FLORIDA CA CALIFORNIA false YOUNG AMERICA CAPITAL, LLC 150443 None None 141 EAST BOSTON POST ROAD MAMARONECK NY NEW YORK 10543 VT VERMONT SC SOUTH CAROLINA IL ILLINOIS NY NEW YORK CT CONNECTICUT TN TENNESSEE CA CALIFORNIA MO MISSOURI OK OKLAHOMA NJ NEW JERSEY MI MICHIGAN DE DELAWARE TX TEXAS FL FLORIDA MD MARYLAND NC NORTH CAROLINA false MISCHLER FINANCIAL GROUP, INC. 37818 None None 1111 BAYSIDE DRIVE SUITE 100 CORONA DEL MAR CA CALIFORNIA 92625 NY NEW YORK NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA ME MAINE VA VIRGINIA MI MICHIGAN OH OHIO ID IDAHO FL FLORIDA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT MN MINNESOTA WI WISCONSIN KY KENTUCKY AZ ARIZONA MO MISSOURI KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON NJ NEW JERSEY NM NEW MEXICO TX TEXAS CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA NE NEBRASKA false MERCURY CAPITAL ADVISORS, LLC 152338 None None 225 LIBERTY STREET 36TH FLOOR NEW YORK NY NEW YORK 10281 All States true Indefinite 356271903 Indefinite false 40 0 true 0 true The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation. 0 true The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. false 400 Capital Credit Opportunities Fund Ltd. /s/Chris Hentemann Chris Hentemann Director of the Issuer 2017-08-23