0001315863-16-001757.txt : 20160831 0001315863-16-001757.hdr.sgml : 20160831 20160831135732 ACCESSION NUMBER: 0001315863-16-001757 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160831 DATE AS OF CHANGE: 20160831 EFFECTIVENESS DATE: 20160831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 400 Capital Credit Opportunities Fund Ltd. CENTRAL INDEX KEY: 0001520154 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-159590 FILM NUMBER: 161862955 BUSINESS ADDRESS: STREET 1: C/O OGIER FIDUCIARY SERVICES CAYMAN LTD STREET 2: 89 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY1-9007 BUSINESS PHONE: (212) 612-3104 MAIL ADDRESS: STREET 1: C/O 400 CAPITAL MANAGEMENT LLC STREET 2: 510 MADISON AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0707 D/A LIVE 0001520154 400 Capital Credit Opportunities Fund Ltd. C/O 400 CAPITAL MANAGEMENT LLC 510 MADISON AVENUE, 17TH FLOOR NEW YORK NY NEW YORK 10022 (212) 612-3104 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true Christopher Hentemann c/o 400 Capital Management LLC 510 Madison Avenue, 17th Floor New York NY NEW YORK 10022 Director Jon Morgan c/o Sound Fund Advisors LLC 30 Old Kings Highway South Darien CT CONNECTICUT 06820 Director Matt Auriemma c/o Highwater Limited 305 Madison Avenue, Suite 2036 New York NY NEW YORK 10165 Director -- 400 Capital Management LLC 510 Madison Avenue 17th Floor New York NY NEW YORK 10022 Promoter Investment Manager to the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-15-006725 2011-02-01 true true false 5000000 EDGELINE CAPITAL, LLC. 152774 None None 11726 SAN VICENTE BLVD SUITE 610 LOS ANGELES CA CALIFORNIA 90049 LA LOUISIANA IL ILLINOIS NY NEW YORK OH OHIO TX TEXAS FL FLORIDA CA CALIFORNIA ND NORTH DAKOTA false YOUNG AMERICA CAPITAL, LLC 150443 None None 141 EAST BOSTON POST ROAD MAMARONECK NY NEW YORK 10543 VT VERMONT IL ILLINOIS NY NEW YORK CT CONNECTICUT CA CALIFORNIA OK OKLAHOMA ME MAINE NJ NEW JERSEY MI MICHIGAN DE DELAWARE TX TEXAS CO COLORADO FL FLORIDA PA PENNSYLVANIA MD MARYLAND NC NORTH CAROLINA MA MASSACHUSETTS false MISCHLER FINANCIAL GROUP, INC. 37818 None None 1111 BAYSIDE DRIVE SUITE 100 CORONA DEL MAR CA CALIFORNIA 92625 NY NEW YORK NV NEVADA CA CALIFORNIA ME MAINE VA VIRGINIA MI MICHIGAN OH OHIO ID IDAHO FL FLORIDA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT MN MINNESOTA WI WISCONSIN KY KENTUCKY AZ ARIZONA MO MISSOURI KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON NJ NEW JERSEY NM NEW MEXICO TX TEXAS CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA NE NEBRASKA false MERCURY CAPITAL ADVISORS, LLC 152338 None None 225 LIBERTY STREET 36TH FLOOR NEW YORK NY NEW YORK 10281 All States false Indefinite 325791903 Indefinite false 34 0 true 0 true The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation. 0 true The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. false 400 Capital Credit Opportunities Fund Ltd. /s/Chris Hentemann Chris Hentemann Director of the Issuer 2016-08-31