0000919574-15-006725.txt : 20150903 0000919574-15-006725.hdr.sgml : 20150903 20150903161901 ACCESSION NUMBER: 0000919574-15-006725 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150903 DATE AS OF CHANGE: 20150903 EFFECTIVENESS DATE: 20150903 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 400 Capital Credit Opportunities Fund Ltd. CENTRAL INDEX KEY: 0001520154 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-159590 FILM NUMBER: 151092181 BUSINESS ADDRESS: STREET 1: C/O OGIER FIDUCIARY SERVICES CAYMAN LTD STREET 2: 89 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY1-9007 BUSINESS PHONE: (212) 612-3104 MAIL ADDRESS: STREET 1: C/O 400 CAPITAL MANAGEMENT LLC STREET 2: 510 MADISON AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0707 D/A LIVE 0001520154 400 Capital Credit Opportunities Fund Ltd. C/O 400 CAPITAL MANAGEMENT LLC 510 MADISON AVENUE, 17TH FLOOR NEW YORK NY NEW YORK 10022 (212) 612-3104 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true Christopher Hentemann c/o 400 Capital Management LLC 510 Madison Avenue, 17th Floor New York NY NEW YORK 10022 Director Jon Morgan c/o Sound Fund Advisors LLC 30 Old Kings Highway South Darien CT CONNECTICUT 06820 Director Matt Auriemma c/o Highwater Limited 305 Madison Avenue, Suite 2036 New York NY NEW YORK 10165 Director -- 400 Capital Management LLC 510 Madison Avenue 17th Floor New York NY NEW YORK 10022 Executive Officer Promoter Investment Manager to the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-14-005065 2011-02-01 true true false 5000000 EDGELINE CAPITAL, LLC. 152774 None None 11726 SAN VICENTE BLVD SUITE 610 LOS ANGELES CA CALIFORNIA 90049 CA CALIFORNIA FL FLORIDA IL ILLINOIS LA LOUISIANA NY NEW YORK ND NORTH DAKOTA OH OHIO TX TEXAS false FOURBRIDGES SECURITIES, LLC 150806 None None 1300 BROAD STREET SUITE 201 CHATTANOOGA TN TENNESSEE 37402 CA CALIFORNIA DE DELAWARE FL FLORIDA GA GEORGIA NY NEW YORK NC NORTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA false YOUNG AMERICA CAPITAL, LLC 150443 None None 141 EAST BOSTON POST ROAD MAMARONECK NY NEW YORK 10543 CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA IL ILLINOIS ME MAINE MA MASSACHUSETTS MI MICHIGAN NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA TX TEXAS VT VERMONT false MISCHLER FINANCIAL GROUP, INC. 37818 None None 1111 BAYSIDE DRIVE SUITE 100 CORONA DEL MAR CA CALIFORNIA 92625 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN false Indefinite 155461903 Indefinite false 27 0 true 0 true The recipient listed in Item 12 is paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation. 0 true The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. false 400 Capital Credit Opportunities Fund Ltd. /s/ Chris Hentemann Chris Hentemann Director of the Issuer 2015-09-03