0000919574-14-005065.txt : 20140903 0000919574-14-005065.hdr.sgml : 20140903 20140903110443 ACCESSION NUMBER: 0000919574-14-005065 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140903 DATE AS OF CHANGE: 20140903 EFFECTIVENESS DATE: 20140903 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 400 Capital Credit Opportunities Fund Ltd. CENTRAL INDEX KEY: 0001520154 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-159590 FILM NUMBER: 141079374 BUSINESS ADDRESS: STREET 1: C/O OGIER FIDUCIARY SERVICES CAYMAN LTD STREET 2: 89 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY1-9007 BUSINESS PHONE: (212) 612-3104 MAIL ADDRESS: STREET 1: C/O 400 CAPITAL MANAGEMENT LLC STREET 2: 510 MADISON AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0707 D/A LIVE 0001520154 400 Capital Credit Opportunities Fund Ltd. C/O 400 CAPITAL MANAGEMENT LLC 510 MADISON AVENUE, 17TH FLOOR NEW YORK NY NEW YORK 10022 (212) 612-3104 CAYMAN ISLANDS None None Other Cayman Islands exempted company true Chris Hentemann c/o 400 Capital Management LLC 510 Madison Avenue, 17th Floor New York NY NEW YORK 10022 Director Mr. Hentemann is a Director of the Issuer and Managing Member of 400 Capital Management LLC, the Investment Manager to the Issuer. Jon Morgan c/o Sound Fund Advisors LLC 30 Old Kings Highway South Darien CT CONNECTICUT 06820 Director Matt Auriemma c/o Highwater Limited 305 Madison Avenue, Suite 2036 New York NY NEW YORK 10165 Director -- -- 400 Capital Management LLC 510 Madison Avenue 17th Floor New York NY NEW YORK 10022 Executive Officer Investment Manager to the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-13-005516 2011-02-01 true true false 5000000 Edgeline Capital, LLC 152774 None None 11726 SAN VICENTE BLVD SUITE 610 LOS ANGELES CA CALIFORNIA 90049 CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA MA MASSACHUSETTS MN MINNESOTA MO MISSOURI NJ NEW JERSEY NY NEW YORK OH OHIO TX TEXAS VA VIRGINIA WV WEST VIRGINIA false Indefinite 45271903 Indefinite false 16 0 true 0 true The entity listed in Item 12 is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager (or its affiliate) from the assets under management and/or the incentive allocation. 0 true false 400 Capital Credit Opportunities Fund Ltd. /s/ Chris Hentemann Chris Hentemann Director of the Issuer 2014-09-03