0001213900-13-002086.txt : 20130429 0001213900-13-002086.hdr.sgml : 20130429 20130429153923 ACCESSION NUMBER: 0001213900-13-002086 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20130429 DATE AS OF CHANGE: 20130429 EFFECTIVENESS DATE: 20130429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Caldera Pharmaceuticals Inc CENTRAL INDEX KEY: 0001518520 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 200982060 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-195715 FILM NUMBER: 13791492 BUSINESS ADDRESS: STREET 1: 278 DP ROAD SUITE D CITY: LOS ALAMOS STATE: NM ZIP: 87544 BUSINESS PHONE: 505-661-2420 MAIL ADDRESS: STREET 1: 278 DP ROAD SUITE D CITY: LOS ALAMOS STATE: NM ZIP: 87544 D 1 primary_doc.xml X0706 D LIVE 0001518520 Caldera Pharmaceuticals Inc 278 DP ROAD SUITE D LOS ALAMOS NM NEW MEXICO 87544 (505) 661-2420 DELAWARE None None Corporation true Benjamin Warner c/o Caldera Pharmaceuticals, Inc. 278 DP Road, Suite D Los Alamos NM NEW MEXICO 87544 Executive Officer Director Edward Roffman c/o Caldera Pharmaceuticals, Inc. 278 DP Road, Suite D Los Alamos NM NEW MEXICO 87544 Director Jeremiel Zimmerman c/o Caldera Pharmaceuticals, Inc. 278 DP Road, Suite D Los Alamos NM NEW MEXICO 87544 Director Pharmaceuticals Decline to Disclose 06 false 2013-04-17 false true true false 10000 VINCENT MICHAEL PALMIERI 2468972 Taglich Brothers, Inc. 29102 790 NEW YORK AVENUE SUITE 209 HUNTINGTON NY NEW YORK 11743 AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT IN INDIANA IA IOWA KS KANSAS KY KENTUCKY ME MAINE MI MICHIGAN MN MINNESOTA NH NEW HAMPSHIRE NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA PA PENNSYLVANIA TN TENNESSEE WI WISCONSIN false 5000000 1550000 3450000 Includes $375,000 of convertible debt that converted into 150,000 units in the offering false 28 139500 0 Includes value of warrants to purchase common shares issued without consideration. 250000 true false Caldera Pharmaceuticals Inc /s/ Benjamin Warner Benjamin Warner President and Chief Executive Officer 2013-04-26