0001560208-13-000001.txt : 20131112 0001560208-13-000001.hdr.sgml : 20131111 20131112130901 ACCESSION NUMBER: 0001560208-13-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 EFFECTIVENESS DATE: 20131112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trustwave Holdings, Inc. CENTRAL INDEX KEY: 0001518154 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 113745786 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-206139 FILM NUMBER: 131209067 BUSINESS ADDRESS: STREET 1: 70 W. MADISON STREET 2: SUITE 1050 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 312-873-7500 MAIL ADDRESS: STREET 1: 70 W. MADISON STREET 2: SUITE 1050 CITY: CHICAGO STATE: IL ZIP: 60602 D 1 primary_doc.xml X0707 D LIVE 0001518154 Trustwave Holdings, Inc. 70 W. MADISON Street SUITE 1050 CHICAGO IL ILLINOIS 60602 312-873-7500 DELAWARE None None Corporation true Robert J McCullen 70 W. Madison Street Suite 1050 Chicago IL ILLINOIS 60603 Executive Officer Director Kevin Bradford 70 W. Madison Street Suite 1050 Chicago IL ILLINOIS 60603 Director Andrew Bokor 70 W. Madison Street Suite 1050 Chicago IL ILLINOIS 60603 Executive Officer Director Ruth Ann Marshall 70 W. Madison Street Suite 1050 Chicago IL ILLINOIS 60603 Director Zach Nelson 70 W. Madison Street Suite 1050 Chicago IL ILLINOIS 60603 Director Doug Klotnia 70 W. Madison Street Suite 1050 Chicago IL ILLINOIS 60603 Executive Officer James Kunkel 70 W. Madison Street Suite 1050 Chicago IL ILLINOIS 60603 Executive Officer William Bertrand 70 W. Madison Street Suite 1050 Chicago IL ILLINOIS 60603 Director Walter Hosp 70 W. Madison Street Suite 1050 Chicago IL ILLINOIS 60603 Director Richard Garman 70 W. Madison Street Suite 1050 Chicago IL ILLINOIS 60603 Director Stuart C. Harvey 70 W. Madison Street Suite 1050 Chicago IL ILLINOIS 60603 Director Richard Kiphart 70 W. Madison Street Suite 1050 Chicago IL ILLINOIS 60603 Director Tim Nicholson 70 W. Madison Street Suite 1050 Chicago IL ILLINOIS 60603 Director Joseph Patanella 70 W. Madison Street Suite 1050 Chicago IL ILLINOIS 60603 Director Howard Smith 70 W. Madison Street Suite 1050 Chicago IL ILLINOIS 60603 Director William G. Barker 70 W. Madison Street, Ste. 1050 Chicago IL ILLINOIS 60603 Executive Officer Alice L. Geene 70 West Madison Street, Ste. 1050 Chicago IL ILLINOIS 60603 Executive Officer Leo Cole 70 West Madison Street., Ste. 1050 Chicago IL ILLINOIS 60603 Executive Officer Other Technology Decline to Disclose 06b false 2013-10-25 false true true Issuer is issuing stock as consideration to accredited investors in connection with a merger in which Application Security, Inc. merged with and into a wholly-owned subsidiary of Issuer. 0 24816000 24498210 317790 Up to 2.4 million shares may be issued in connection with the merger. The price per share of the Issuer was valued at $10.34 per share by a thrid party. Shareholders that are not accredited investors will receive cash condideration in lieu of equity. false 18 0 0 0 false Trustwave Holdings, Inc. /s/ Robert McCullen Robert McCullen President and CEO 2013-11-12