0001565908-14-000018.txt : 20140307 0001565908-14-000018.hdr.sgml : 20140307 20140306184632 ACCESSION NUMBER: 0001565908-14-000018 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140307 DATE AS OF CHANGE: 20140306 EFFECTIVENESS DATE: 20140307 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prudence Crandall Fund IV, LLC CENTRAL INDEX KEY: 0001518002 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-158537 FILM NUMBER: 14674644 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: 12 FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-905-5359 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: 12 FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 D/A 1 primary_doc.xml X0707 D/A LIVE 0001518002 Prudence Crandall Fund IV, LLC 300 ATLANTIC STREET 12 FLOOR STAMFORD CT CONNECTICUT 06901 203-905-5252 DELAWARE None None Limited Liability Company true 2011 N/A K2 Advisors, L.L.C. 300 Atlantic Street 12th Floor Stamford CT CONNECTICUT 06901 Executive Officer Member Manager John P. Hornbostel 300 Atlantic Street 12th Floor Stamford CT CONNECTICUT 06901 Executive Officer General Counsel of the Member Manager of the Issuer William A. Douglass 300 Atlantic Street 12th Floor Stamford CT CONNECTICUT 06901 Executive Officer Director of the Member Manager of the Issuer David C. Saunders 300 Atlantic Street 12th Floor Stamford CT CONNECTICUT 06901 Executive Officer Director of the Member Manager of the Issuer Bjorn A. Davis 300 Atlantic Street 12th Floor Stamford CT CONNECTICUT 06901 Executive Officer Chief Compliance Officer of the Member Manager of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000898432-11-000555 2011-04-01 true true false 0 Merrill Lynch, Pierce, Fenner & Smith, Inc. 7691 None None 4 World Financial Center 250 Vesey St., 10th Floor New York NY NEW YORK 10090 IL ILLINOIS false Indefinite 275000000 Indefinite Issuer is a single-investor private investment vehicle. false 1 0 0 0 false Prudence Crandall Fund IV, LLC /s/ Bjorn A. Davis Bjorn A. Davis CCO of the Member Manager of the Issuer 2014-03-06