0001517683-13-000001.txt : 20130801 0001517683-13-000001.hdr.sgml : 20130801 20130731180620 ACCESSION NUMBER: 0001517683-13-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20130801 DATE AS OF CHANGE: 20130731 EFFECTIVENESS DATE: 20130801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GalNet Alpha Fund LLC CENTRAL INDEX KEY: 0001517683 IRS NUMBER: 273225500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-158212 FILM NUMBER: 131000269 BUSINESS ADDRESS: STREET 1: 440 SOUTH LASALLE STREET STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60605 BUSINESS PHONE: (312) 362-2118 MAIL ADDRESS: STREET 1: 440 SOUTH LASALLE STREET STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60605 D/A 1 primary_doc.xml X0706 D/A LIVE 0001517683 GalNet Alpha Fund LLC 440 SOUTH LASALLE STREET SUITE 3600 CHICAGO IL ILLINOIS 60605 (312) 362-2118 DELAWARE GalNet Index Volatility Arbitrage Fund LLC None Limited Liability Company true 2010 Kevin Galassini c/o GalNet Asset Management LLC 440 South LaSalle Street, Suite 3600 Chicago IL ILLINOIS 60605 Executive Officer Manager of the Manager of the Issuer Barry Netzky c/o GalNet Asset Management LLC 440 South LaSalle Street, Suite 3600 Chicago IL ILLINOIS 60605 Executive Officer Manager of the Manager of the Issuer Pooled Investment Fund Hedge Fund false $50,000,001 - $100,000,000 06 3C 3C.1 true 0001517683-12-000002 2011-03-31 true true false 100000 Richard Rhoads 2454875 Frontier Solutions, LLC 136102 1800 Libbie Avenue Suite 104 Richmond VA VIRGINIA 23226 CA CALIFORNIA CT CONNECTICUT GA GEORGIA NY NEW YORK OH OHIO TN TENNESSEE VA VIRGINIA false Shannon Lewis 2677299 Frontier Solutions, LLC 136102 4200 Northside Parkway Building 11, Suite 200 Atlanta GA GEORGIA 30327 NY NEW YORK VA VIRGINIA false Jeff Beck 1408965 Frontier Solutions, LLC 136102 1800 Libbie Avenue Suite 104 Richmond VA VIRGINIA 23226 CT CONNECTICUT IL ILLINOIS MO MISSOURI NY NEW YORK VA VIRGINIA false Michael Sheridan 2147246 Frontier Solutions, LLC 136102 4200 Northside Parkway Building 11, Suite 200 Atlanta GA GEORGIA 30327 NY NEW YORK false Francie Heller 4362439 Silver Leaf Partners, LLC 126694 420 Lexington Ave. Suite 2805 New York NY NEW YORK 10170 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE GA GEORGIA IL ILLINOIS IN INDIANA LA LOUISIANA MD MARYLAND MI MICHIGAN MO MISSOURI NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND TN TENNESSEE UT UTAH false Molly Peters Mahoney 5195351 Silver Leaf Partners, LLC 126694 420 Lexington Ave. Suite 2805 New York NY NEW YORK 10170 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE GA GEORGIA IL ILLINOIS IN INDIANA LA LOUISIANA MD MARYLAND MI MICHIGAN MO MISSOURI NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND TN TENNESSEE UT UTAH false Etan Butler 5070816 Dalmore Group, LLC 136352 525 Green Place Woodmere NY NEW YORK 11598 NY NEW YORK false Indefinite 43512967 Indefinite false 35 1000000 true 0 Estimate of commissions for next 12 months, based on anticipated sales efforts. 0 false GalNet Alpha Fund LLC Barry Netzky Barry Netzky Manager of the Manager of the Issuer 2013-07-31