0001192482-19-000469.txt : 20191209 0001192482-19-000469.hdr.sgml : 20191209 20191209082508 ACCESSION NUMBER: 0001192482-19-000469 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20191209 DATE AS OF CHANGE: 20191209 EFFECTIVENESS DATE: 20191209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PENN SHORT DURATION HIGH YIELD FUND, L.P. CENTRAL INDEX KEY: 0001517412 IRS NUMBER: 450635462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-158196 FILM NUMBER: 191274385 BUSINESS ADDRESS: STREET 1: 1200 INTREPID AVENUE STREET 2: SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 215-302-1500 MAIL ADDRESS: STREET 1: 1200 INTREPID AVENUE STREET 2: SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 D/A 1 primary_doc.xml X0708 D/A LIVE 0001517412 PENN SHORT DURATION HIGH YIELD FUND, L.P. 1200 INTREPID AVENUE SUITE 400 PHILADELPHIA PA PENNSYLVANIA 19112 215-302-1500 DELAWARE None None Limited Partnership true Richard A. Hocker 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer Director of Penn Capital Management Company, Inc., the Sole Member of Penn Capital Funds Group, LLC, the General Partner of the Issuer. Marcia A. Hocker 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer Director of Penn Capital Management Company, Inc., the Sole Member of Penn Capital Funds Group, LLC, the General Partner of the Issuer. Kimberley A. Hocker 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Director of Penn Capital Management Company, Inc., the Sole Member of Penn Capital Funds Group, LLC, the General Partner of the Issuer. Kirsten A. Hocker 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer Director of Penn Capital Management Company, Inc., the Sole Member of Penn Capital Funds Group, LLC, the General Partner of the Issuer. Eric J. Green 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of Penn Capital Management Company, Inc., the Sole Member of Penn Capital Funds Group, LLC, the General Partner of the Issuer. Scott S. Schumacher 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer Director of Penn Capital Management Company, Inc., the Sole Member of Penn Capital Funds Group, LLC, the General Partner of the Issuer. Gerald McBride 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer Director of Penn Capital Management Company, Inc., the Sole Member of Penn Capital Funds Group, LLC, the General Partner of the Issuer. Jorge Paulo Silva 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of Penn Capital Management Company, Inc., the Sole Member of Penn Capital Funds Group, LLC, the General Partner of the Issuer. Martin Keane 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of Penn Capital Management Company, Inc., the Sole Member of Penn Capital Funds Group, LLC, the General Partner of the Issuer. Lisa Matson 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of Penn Capital Management Company, Inc., the Sole Member of Penn Capital Funds Group, LLC, the General Partner of the Issuer. Peter Duffy 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of Penn Capital Management Company, Inc., the Sole Member of Penn Capital Funds Group, LLC, the General Partner of the Issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0001192482-18-000500 2011-04-01 true true false 0 Christenson Investment Partners None None None 300 Barr Harbor Drive, Suite 138 Conshohocken PA PENNSYLVANIA 19428 NJ NEW JERSEY PA PENNSYLVANIA false Christenson Investment Partners None None None 300 Bar Harbor Drive, Suite 138 Conshohocken PA PENNSYLVANIA 19428 NC NORTH CAROLINA false VSR Financial Services Incorporated 14503 None None 8620 W 110th St Overland Park KS KANSAS 62210 CT CONNECTICUT FL FLORIDA false Joseph Grace Holdings Inc. 103580 None None 48 Wall Street, 11th floor New York NY NEW YORK 10005 NJ NEW JERSEY PA PENNSYLVANIA false Indefinite 49904694 Indefinite false 34 100485 true 0 0 false PENN SHORT DURATION HIGH YIELD FUND, L.P. /s/ Lisa Matson Lisa Matson General Counsel of the Sole Member of the GP of the Issuer 2019-12-05