0000902664-14-002187.txt : 20140421 0000902664-14-002187.hdr.sgml : 20140421 20140421101646 ACCESSION NUMBER: 0000902664-14-002187 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140421 DATE AS OF CHANGE: 20140421 EFFECTIVENESS DATE: 20140421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NewSmith Opportunities U.S. Fund Ltd CENTRAL INDEX KEY: 0001515029 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-158770 FILM NUMBER: 14772952 BUSINESS ADDRESS: STREET 1: UGLAND HOUSE, PO BOX 309GT STREET 2: SOUTH CHURCH STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1102 BUSINESS PHONE: 44-0-20-7518-3732 MAIL ADDRESS: STREET 1: UGLAND HOUSE, PO BOX 309GT STREET 2: SOUTH CHURCH STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1102 D/A 1 primary_doc.xml X0707 D/A LIVE 0001515029 NewSmith Opportunities U.S. Fund Ltd UGLAND HOUSE, PO BOX 309GT SOUTH CHURCH STREET GEORGE TOWN, GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1102 44-0-20-7518-3732 CAYMAN ISLANDS None None Corporation true Ronald J. Carlson Ugland House, PO Box 309GT South Church Street George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Dominic C. La Valla Ugland House, PO Box 309GT South Church Street George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director John G. Heimann Ugland House, PO Box 309GT South Church Street George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Clifford Shaw Ugland House, PO Box 309GT South Church Street George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Paul Roy Ugland House, PO Box 309GT South Church Street George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000902664-13-001953 2004-05-14 true true false 0 Indefinite 48105087 Indefinite false 21 0 0 0 The fund charges a management fee that is described in the fund's offering documents. false NewSmith Opportunities U.S. Fund Ltd /s/ Dominic C. La Valla Dominic C. La Valla Director 2014-04-21