0001513945-17-000001.txt : 20171006 0001513945-17-000001.hdr.sgml : 20171006 20171006105140 ACCESSION NUMBER: 0001513945-17-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20171006 DATE AS OF CHANGE: 20171006 EFFECTIVENESS DATE: 20171006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Octagon High Income Cayman Fund Ltd. CENTRAL INDEX KEY: 0001513945 IRS NUMBER: 980688479 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-155848 FILM NUMBER: 171126062 BUSINESS ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 345.949.8066 MAIL ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 D/A 1 primary_doc.xml X0708 D/A LIVE 0001513945 Octagon High Income Cayman Fund Ltd. Maples Corporate Services Limited Ugland House, South Church Street Grand Cayman E9 CAYMAN ISLANDS KY1-1104 345-949-8066 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true n/a Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Investment Manager Lauren M. Basmadjian Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Portfolio Manager Andrew D. Gordon Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Chief Executive Officer and Chief Investment Officer Michael B. Nechamkin Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Senior Portfolio Manager Gretchen M. Mohr Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Portfolio Manager George A. Duarte Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Managing Director, Business Development Thomas A. Connors Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Director Chief Financial Officer, Director of Issuer John A. Dudzik Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Managing Director, Business and Product Development William Shaw Maples Fiduciary Services (Cayman) Ltd. Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Glenn Mitchell Maples Fiduciary Services (Cayman) Ltd. Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001513945-16-000003 2011-02-15 true true false 1000000 Conning Investment Products, Inc. 120387 None None One Financial Plaza 755 Main Street Hartford CT CONNECTICUT 06103-2627 CA CALIFORNIA CT CONNECTICUT IL ILLINOIS MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK TX TEXAS VA VIRGINIA WI WISCONSIN false Indefinite 114099288 Indefinite false 49 0 0 0 false Octagon High Income Cayman Fund Ltd. Andrew D. Gordon Andrew D. Gordon CEO and CIO of the Investment Manager 2017-10-06