0001513944-16-000003.txt : 20161006 0001513944-16-000003.hdr.sgml : 20161006 20161006100534 ACCESSION NUMBER: 0001513944-16-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161006 DATE AS OF CHANGE: 20161006 EFFECTIVENESS DATE: 20161006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Octagon High Income Fund LLC CENTRAL INDEX KEY: 0001513944 IRS NUMBER: 274633595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-155851 FILM NUMBER: 161924049 BUSINESS ADDRESS: STREET 1: OCTAGON CREDIT INVESTORS, LLC STREET 2: 245 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212.400.8400 MAIL ADDRESS: STREET 1: OCTAGON CREDIT INVESTORS, LLC STREET 2: 245 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10167 D/A 1 primary_doc.xml X0707 D/A LIVE 0001513944 Octagon High Income Fund LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 212-400-8400 DELAWARE None None Limited Liability Company true n/a Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Managing Member and Investment Manager Lauren M. Basmadjian Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Portfolio Manager Andrew D. Gordon Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Chief Executive Officer and Chief Investment Officer Michael B. Nechamkin Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Senior Portfolio Manager Gretchen M. Lam Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Portfolio Manager George A. Duarte Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Managing Director, Business Development Thomas A. Connors Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Chief Financial Officer John A. Dudzik Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Managing Director, Business and Product Development Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001513944-16-000002 2011-02-15 true true false 1000000 Conning Investment Products, Inc. 120387 None None One Financial Plaza 755 Main Street Hartford CT CONNECTICUT 06103-2627 CA CALIFORNIA CT CONNECTICUT IL ILLINOIS MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK TX TEXAS VA VIRGINIA WI WISCONSIN false Indefinite 123353691 Indefinite false 92 0 0 0 false Octagon High Income Fund LLC Andrew D. Gordon Andrew D. Gordon CEO and CIO of the Managing Member and Investment Manager 2016-10-06