0000945621-22-000026.txt : 20220119 0000945621-22-000026.hdr.sgml : 20220119 20220119091315 ACCESSION NUMBER: 0000945621-22-000026 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20220119 DATE AS OF CHANGE: 20220119 EFFECTIVENESS DATE: 20220119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carolina Securitized Credit Opportunities LLC CENTRAL INDEX KEY: 0001512046 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-154876 FILM NUMBER: 22536930 BUSINESS ADDRESS: STREET 1: 280 SOUTH MANGUM ST., SUITE 301 CITY: DURHAM STATE: NC ZIP: 27701 BUSINESS PHONE: 919-328-4700 MAIL ADDRESS: STREET 1: 280 SOUTH MANGUM ST., SUITE 301 CITY: DURHAM STATE: NC ZIP: 27701 FORMER COMPANY: FORMER CONFORMED NAME: AMUNDI SMITH BREEDEN SECURITIZED CREDIT OPPORTUNITIES LLC DATE OF NAME CHANGE: 20131202 FORMER COMPANY: FORMER CONFORMED NAME: Smith Breeden Securitized Credit Opportunities LLC DATE OF NAME CHANGE: 20110203 D/A 1 primary_doc.xml X0708 D/A LIVE 0001512046 Carolina Securitized Credit Opportunities LLC 280 SOUTH MANGUM ST., SUITE 301 DURHAM NC NORTH CAROLINA 27701 919-328-4700 DELAWARE Amundi Smith Breeden Securitized Credit Oppotunities LLC AMUNDI SMITH BREEDEN SECURITIZED CREDIT OPPORTUNITIES LLC Smith Breeden Securitized Credit Opportunities LLC Limited Liability Company true -- Amundi Asset Management US, Inc. 60 State Street Boston MA MASSACHUSETTS 02109 Executive Officer Managing Member and Investment Manager - In addition to the Boston office listed, the Investment Manager has a location at 280 South Mangum Street, Suite 301, Durham, NC 27701 and the fund is managed by the North Carolina location. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000945621-21-000020 2011-02-01 true true true false 2000000 AMUNDI DISTRIBUTOR US, INC. 24497 None None 60 STATE STREET BOSTON MA MASSACHUSETTS 02109 All States false AMUNDI DISTRIBUTORS USA, LLC 152399 None None 280 SOUTH MANGUM STREET, SUITE 301 DURHAM NC NORTH CAROLINA 27701 DE DELAWARE HI HAWAII TX TEXAS MA MASSACHUSETTS MD MARYLAND IA IOWA ME MAINE ID IDAHO MI MICHIGAN UT UTAH MN MINNESOTA MO MISSOURI IL ILLINOIS IN INDIANA MS MISSISSIPPI MT MONTANA AK ALASKA AL ALABAMA VA VIRGINIA AR ARKANSAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY VT VERMONT NM NEW MEXICO FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN OH OHIO GA GEORGIA OK OKLAHOMA CA CALIFORNIA WV WEST VIRGINIA WY WYOMING OR OREGON KS KANSAS CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA TN TENNESSEE DC DISTRICT OF COLUMBIA false Indefinite 13937929 Indefinite Clarification of Item 11 - The minimum initial investment in the Fund is $2,000,000, and the minimum subsequent investment in the Fund is $50,000, each subject to reduction at the discretion of the Managing Member. false 14 0 true 0 true The entities listed in Item 12 are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager (or its affiliate) from the assets under management and/or the incentive allocation. 0 true The Investment Manager receives customary management fees. false Carolina Securitized Credit Opportunities LLC /s/ Anthony Koenig, Jr. Anthony Koenig, Jr. Managing Director of the Investment Manager 2022-01-14