0000919574-20-000935.txt : 20200212 0000919574-20-000935.hdr.sgml : 20200212 20200212095825 ACCESSION NUMBER: 0000919574-20-000935 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 EFFECTIVENESS DATE: 20200212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carolina Securitized Credit Opportunities LLC CENTRAL INDEX KEY: 0001512046 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-154876 FILM NUMBER: 20600772 BUSINESS ADDRESS: STREET 1: 280 SOUTH MANGUM ST., SUITE 301 CITY: DURHAM STATE: NC ZIP: 27701 BUSINESS PHONE: 919-328-4700 MAIL ADDRESS: STREET 1: 280 SOUTH MANGUM ST., SUITE 301 CITY: DURHAM STATE: NC ZIP: 27701 FORMER COMPANY: FORMER CONFORMED NAME: AMUNDI SMITH BREEDEN SECURITIZED CREDIT OPPORTUNITIES LLC DATE OF NAME CHANGE: 20131202 FORMER COMPANY: FORMER CONFORMED NAME: Smith Breeden Securitized Credit Opportunities LLC DATE OF NAME CHANGE: 20110203 D/A 1 primary_doc.xml X0708 D/A LIVE 0001512046 Carolina Securitized Credit Opportunities LLC 280 SOUTH MANGUM ST., SUITE 301 DURHAM NC NORTH CAROLINA 27701 919-328-4700 DELAWARE Amundi Smith Breeden Securitized Credit Oppotunities LLC AMUNDI SMITH BREEDEN SECURITIZED CREDIT OPPORTUNITIES LLC Smith Breeden Securitized Credit Opportunities LLC Limited Liability Company true -- Amundi Pioneer Institutional Asset Management, Inc. 60 State Street Boston MA MASSACHUSETTS 02109 Executive Officer Managing Member and Investment Manager - In addition to the Boston office listed, the Investment Manager has a location at 280 South Mangum Street, Suite 301, Durham, NC 27701 and the fund is managed by the North Carolina location. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-19-001016 2011-02-01 true true true false 0 AMUNDI PIONEER DISTRIBUTOR, INC. 24497 None None 60 STATE STREET BOSTON MA MASSACHUSETTS 02109 All States false AMUNDI DISTRIBUTORS USA, LLC 152399 None None 280 SOUTH MANGUM STREET, SUITE 301 DURHAM NC NORTH CAROLINA 27701 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Indefinite 13937929 Indefinite false 14 0 true 0 true The entities listed in Item 12 are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager (or its affiliate) from the assets under management and/or the incentive allocation. 0 true The Investment Manager receives customary management fees. true Carolina Securitized Credit Opportunities LLC /s/ Amy Arganbright Amy Arganbright Managing Director of the Investment Manager 2020-02-12