0001511871-19-000001.txt : 20190805 0001511871-19-000001.hdr.sgml : 20190805 20190805155915 ACCESSION NUMBER: 0001511871-19-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190805 DATE AS OF CHANGE: 20190805 EFFECTIVENESS DATE: 20190805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waterfall Victoria ERISA Fund, Ltd. CENTRAL INDEX KEY: 0001511871 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-154781 FILM NUMBER: 19998587 BUSINESS ADDRESS: STREET 1: C/O OGIER FIDUCIARY SERVICES CAYMAN LTD. STREET 2: 89 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY1-9007 BUSINESS PHONE: 345.949.9876 MAIL ADDRESS: STREET 1: C/O OGIER FIDUCIARY SERVICES CAYMAN LTD. STREET 2: 89 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY1-9007 D/A 1 primary_doc.xml X0708 D/A LIVE 0001511871 Waterfall Victoria ERISA Fund, Ltd. Intertrust Fid. Services (Cayman) Ltd. 190 Elgin Avenue George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-9005 345-943-3100 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true n/a Waterfall Asset Management, LLC 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Executive Officer Investment Manager Thomas Capasse Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Jack Ross Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Kenneth Nick Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Director Alan Tooker A.R.C. Dir. Ltd, Grd Pavilion Com. Ctr 802 West Bay Road, Suite 7 Grand Cayman E9 CAYMAN ISLANDS KY1-1003 Director Damian Juric A.R.C. Dir. Ltd, Grd Pavilion Com. Ctr 802 West Bay Road, Suite 7 Grand Cayman E9 CAYMAN ISLANDS KY1-1003 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001511871-18-000001 2011-03-01 true true false 1000000 M.D. Sass Securities, L.L.C. 139760 None None 55 West 46th Street Suite 2801 New York NY NEW YORK 10036-2699 AK ALASKA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA IL ILLINOIS MA MASSACHUSETTS MI MICHIGAN MS MISSISSIPPI NJ NEW JERSEY NY NEW YORK OR OREGON PA PENNSYLVANIA TX TEXAS WA WASHINGTON WY WYOMING false Indefinite 449680000 Indefinite false 13 1438744 true 0 0 false Waterfall Victoria ERISA Fund, Ltd. Kenneth Nick Kenneth Nick Director of the Issuer 2019-08-05